Broker-Dealers: Over $5B AUM
68 Broker-Dealers in the Over $5B AUM range, ranked by reported regulatory assets.
Morgan Stanley
Broker-DealerPurchase, NY
AUM $2TTEAM 29481REPS 26769
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker-DealerNew York, NY
AUM $1.8TTEAM 32960REPS 27180
Edward Jones
Broker-DealerSaint Louis, MO
AUM $1TTEAM 36317REPS 25094
UBS Financial Services Inc.
Broker-DealerWeehawken, NJ
AUM $916BTEAM 12524REPS 10594
LPL Financial LLC
Broker-DealerFort Mill, SC
AUM $819BTEAM 41879REPS 33078
Wells Fargo Advisors
Broker-DealerSaint Louis, MO
AUM $671BTEAM 18895REPS 18583
Ameriprise Financial Services, LLC
Broker-DealerMinneapolis, MN
AUM $660BTEAM 14056REPS 14597
Raymond James & Associates, Inc.
Broker-DealerSt Petersburg, FL
AUM $501BTEAM 16780REPS 8507
J.P. Morgan Securities LLC
Broker-DealerNew York, NY
AUM $430BTEAM 8703REPS 34877
Robert W. Baird & Co Incorporated
Broker-DealerMilwaukee, WI
AUM $394BTEAM 4322REPS 3695
RBC Capital Markets, LLC
Broker-DealerNew York, NY
AUM $310BTEAM 8781REPS 6515
Wells Fargo Advisors Financial Network, LLC
Broker-DealerSaint Louis, MO
AUM $252BTEAM 4047REPS 4485
Osaic Wealth, Inc.
Broker-DealerScottsdale, AZ
AUM $235BTEAM 8979REPS 11602
Commonwealth Financial Network
Broker-DealerWaltham, MA
AUM $213BTEAM 4200REPS 3397
Stifel, Nicolaus & Company, Incorporated
Broker-DealerSaint Louis, MO
AUM $198BTEAM 6478REPS 5044
Goldman Sachs & Co LLC
Broker-DealerNew York, NY
AUM $134BTEAM 2268REPS 7876
MML Investors Services, LLC
Broker-DealerSpringfield, MA
AUM $116BTEAM 6976REPS 7138
Janney Montgomery Scott LLC
Broker-DealerPhiladelphia, PA
AUM $110BTEAM 2404REPS 1553
Rockefeller Capital Management
Broker-DealerNew York, NY
AUM $99.6BTEAM 1005REPS 1146
Russell Investments
Broker-DealerSeattle, WA
AUM $81.1BTEAM 569REPS 93
William Blair & Company L.L.C.
Broker-DealerChicago, IL
AUM $64.3BTEAM 492REPS 1280
Citigroup Global Markets Inc.
Broker-DealerNew York, NY
AUM $56BTEAM 7036REPS 6761
Equitable Advisors, LLC
Broker-DealerNew York, NY
AUM $42.5BTEAM 5674REPS 5339
D.A. Davidson & Co
Broker-DealerGreat Falls, MT
AUM $41.8BTEAM 990REPS 1130
Other AUM ranges
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