Morgan Stanley

Broker-DealerFINRA MemberEst. 2009

Total AUM

$2T

Discretionary

$1.4T

73% of AUM

Accounts

2,703,720

Employees

29,481

Advisory reps

26,761

Brokerage reps

26,985

Firm details

Headquarters: Purchase, New York
CRD number: 149777
Registered since: May 11, 2009
Website: www.morganstanley.com
Custodians: MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees, Other
Client types: Individuals63.48%
HNWI26.89%
Charitable Organizations4.05%
Pension & Profit Sharing Plans3.82%
Corporations / Businesses0.71%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Morgan Stanley operates as a diversified financial services firm functioning as a broker-dealer, wirehouse and qualified custodian that also allocates capital on behalf of clients. The firm serves both individuals and families as well as institutional investors and offers a broad advisory menu that includes financial planning, portfolio management across individual, business and investment company accounts, pension consulting, selection of other advisers and educational programming. Its business footprint spans brokerage and other financial product distribution, and the firm is identified as an active ESG investor. Industry affiliations listed for the firm describe roles beyond advice and custody, including sponsorship or general partner positions in pooled vehicles and activity as a security-based swap dealer, commodity/futures participant and banking/trust/insurance counterparty.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities58%
Public Funds/Mutual Funds25%
Investment Grade Corp Bonds4%
Private Funds4%
Cash & Cash Equivalents4%

Owners & executives

3 of 58

Shawna Aschmies
Vice President, Chief of StaffCRD 5753844
Beth Mason
Vice President, Chief of StaffCRD 5089803
Anna Sime
Business Services CoordinatorCRD 5137839

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Contacts

3 of 26703

Matthew Selker
Financial Advisor & Senior Vice President - Wealth ManagementCRD 5639800
Lydia Ferrer
Senior Registered Client Service AssociateCRD 5639993
Alexander Blank
First Vice President - Branch ManagerCRD 5640207