Merrill Lynch, Pierce, Fenner & Smith Incorporated

Overview

Merrill Lynch, Pierce, Fenner & Smith Incorporated operates as a wirehouse-level brokerage and advisory franchise that combines broker-dealer and insurance-broker activities with institutional and retail advisory services. The firm is organized as a corporation and is registered with the SEC since 1978. Its client mix spans individual and family clients as well as institutional relationships, and it provides both discretionary and non-discretionary portfolio management. Advisory services listed include portfolio management for individuals and businesses, pension consulting, selection of outside advisers, and educational programming. Merrill Lynch reports an active ESG investing posture and employs a mix of fee models—percentage of AUM, fixed fees, and commissions—depending on the client relationship.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices