Broker-Dealers in New York
920 Broker-Dealers headquartered in New York managing a combined $5T.
By city
New YorkNew York772 FIRMS · $3TBrooklynNew York7 FIRMSRochesterNew York7 FIRMS · $6.7BRyeNew York6 FIRMSHauppaugeNew York6 FIRMSMelvilleNew York6 FIRMS · $272MWhite PlainsNew York6 FIRMSAlbanyNew York6 FIRMS · $39.5MWoodburyNew York5 FIRMSSmithtownNew York5 FIRMS · $198MGarden CityNew York4 FIRMS · $277MSouthamptonNew York3 FIRMSJerichoNew York3 FIRMSFlushingNew York3 FIRMSUniondaleNew York3 FIRMSRye BrookNew York3 FIRMS · $24.7BGreat NeckNew York3 FIRMSPort WashingtonNew York3 FIRMSLong BeachNew York3 FIRMSSyossetNew York3 FIRMSLocust ValleyNew York2 FIRMS · $117MSaratoga SpringsNew York2 FIRMSBuffaloNew York2 FIRMS · $911MRoslynNew York2 FIRMSNew RochelleNew York2 FIRMSOyster BayNew York2 FIRMSHuntingtonNew York1 FIRMHuntington StationNew York1 FIRMKatonahNew York1 FIRMKerhonksonNew York1 FIRMKingstonNew York1 FIRMLarchmontNew York1 FIRMLathamNew York1 FIRMLiverpoolNew York1 FIRM · $87.7MLynbrookNew York1 FIRMMamaroneckNew York1 FIRMMount KiscoNew York1 FIRMPort Jefferson StationNew York1 FIRMPurchaseNew York1 FIRM · $2TRensselaerNew York1 FIRM · $5.1BSands PointNew York1 FIRMStaten IslandNew York1 FIRMStuyvesantNew York1 FIRMSyracuseNew York1 FIRMTroyNew York1 FIRMVestalNew York1 FIRM · $729MWarwickNew York1 FIRMWater MillNew York1 FIRMWestburyNew York1 FIRMWesthamptonNew York1 FIRMWilliamsvilleNew York1 FIRMMount VernonNew York1 FIRMAmherstNew York1 FIRMBaldwinNew York1 FIRMBaysideNew York1 FIRMCazenoviaNew York1 FIRM · $291MCenterportNew York1 FIRMChappaquaNew York1 FIRMChestnut RidgeNew York1 FIRMCobleskillNew York1 FIRMCohoesNew York1 FIRMCollege PointNew York1 FIRMCommackNew York1 FIRMCroton On HudsonNew York1 FIRM · $129MEast HamptonNew York1 FIRMEast MeadowNew York1 FIRMEast QuogueNew York1 FIRMEast SyracuseNew York1 FIRM · $1.3BEdgewoodNew York1 FIRMEndicottNew York1 FIRMFairportNew York1 FIRMFloral ParkNew York1 FIRMGlen HeadNew York1 FIRMHalfmoonNew York1 FIRMHarrisonNew York1 FIRMHicksvilleNew York1 FIRMHigh FallsNew York1 FIRM
All Broker-Dealers in New York
Morgan Stanley
Broker-DealerPurchase, NY
AUM $2TTEAM 29481REPS 26805
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker-DealerNew York, NY
AUM $1.8TTEAM 32960REPS 27349
J.P. Morgan Securities LLC
Broker-DealerNew York, NY
AUM $430BTEAM 8703REPS 35520
RBC Capital Markets, LLC
Broker-DealerNew York, NY
AUM $310BTEAM 8781REPS 6625
Goldman Sachs & Co LLC
Broker-DealerNew York, NY
AUM $134BTEAM 2268REPS 8252
Rockefeller Capital Management
Broker-DealerNew York, NY
AUM $99.6BTEAM 1005REPS 1189
Citigroup Global Markets Inc.
Broker-DealerNew York, NY
AUM $56BTEAM 7036REPS 6993
Equitable Advisors, LLC
Broker-DealerNew York, NY
AUM $47.3BTEAM 5674REPS 5473
Advice and Planning Services
Broker-DealerNew York, NY
AUM $37.9BTEAM 1293REPS 3611
Oppenheimer & Co Inc.
Broker-DealerNew York, NY
AUM $36.7BTEAM 2806REPS 1919
Belle Haven Investments, L.P.
Broker-DealerRye Brook, NY
AUM $24.7BTEAM 45REPS 32
Park Avenue Securities LLC
Broker-DealerNew York, NY
AUM $19.6BTEAM 2073REPS 2579
Gilder Gagnon Howe & Co LLC
Broker-DealerNew York, NY
AUM $12.1BTEAM 84REPS 55
Millburn Ridgefield LLC
Broker-DealerNew York, NY
AUM $8.7BTEAM 59REPS 11
TD Private Client Wealth LLC
Broker-DealerNew York, NY
AUM $8.6BTEAM 671REPS 674
BNY Mellon Securities Corporation
Broker-DealerNew York, NY
AUM $8.4BTEAM 253REPS 442
Trueplan Benefit and Retirement Advisors
Broker-DealerRensselaer, NY
AUM $5.1BTEAM 11REPS 27
Hsbc Securities (USA) Inc.
Broker-DealerNew York, NY
AUM $3.8BTEAM 490REPS 1347
Sage, Rutty & Co, Inc.
Broker-DealerRochester, NY
AUM $3.5BTEAM 36REPS 63
Ashton Thomas Securities, LLC
Broker-DealerRochester, NY
AUM $1.9BTEAM 46REPS 94
Aegis Capital Corp.
Broker-DealerNew York, NY
AUM $1.8BTEAM 260REPS 231
Kimelman & Baird, LLC
Broker-DealerNew York, NY
AUM $1.5BTEAM 9REPS 6
Pinnacle Investments, LLC
Broker-DealerEast Syracuse, NY
AUM $1.3BTEAM 60REPS 70
Brighton Securities Corp.
Broker-DealerRochester, NY
AUM $931MTEAM 26REPS 32
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