Pinnacle Investments, LLC
Firm details
- Headquarters
- East Syracuse, New York
- CRD number
- 142910
- Registered since
- May 18, 2007
- Website
- pinnacleinvestments.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- Individuals89.93%
- HNWI8.71%
- Corporations / Businesses1.36%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Pinnacle Investments, LLC is an independent registered investment adviser operating as an LLC and registered with the SEC in 2007. The firm serves both individual and family clients as well as institutional investors and identifies itself as a capital allocator that sources third-party managers. Its service mix includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars. Pinnacle also conducts broker-dealer–related activities and insurance/product sales through affiliated channels. Fee arrangements include a percentage of assets under management, hourly charges, and other fee structures. The firm reports active incorporation of ESG considerations into its investment process.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities33%
- Non-Exchange Traded Equities32%
- Public Funds/Mutual Funds23%
- Cash & Cash Equivalents6%
- US Government Bonds2%
Owners & executives
3 of 4
Benjamin Quilty
CEO and Financial AdvisorCRD 5391743
Eric Krouse
COOCRD 4338577
Daniel Mody
Chief Executive OfficerCRD 2487825
Contacts
3 of 66
Bridget Ball
Vice PresidentCRD 4285536
Carly Kidd
Financial AdvisorCRD 6981367
Timothy Carr
Financial AdvisorCRD 6169210
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
East Syracuse, NY
Onondaga
Location
East Syracuse, NY
Headquartered in East Syracuse, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.
- Metro area
- Syracuse-Auburn, NY
- Region
- Northeast
- County
- Onondaga
- Address
- 5845 Widewaters Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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