Pinnacle Investments, LLC

Broker-DealerFINRA Member

Total AUM

$1.3B

Discretionary

$1.3B

99% of AUM

Accounts

3,143

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: East Syracuse, New York
CRD number: 142910
Registered since: May 18, 2007
Website: pinnacleinvestments.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Other
Client types: Individuals89.93%
HNWI8.71%
Corporations / Businesses1.36%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Pinnacle Investments, LLC is an independent, SEC-registered investment adviser (registered in 2007) organized as a limited liability company and structured to serve both individual/family and institutional clients. The firm acts as a capital allocator and combines advisory services with broker-dealer and insurance distribution activities; its business model includes serving as a registered representative of a broker-dealer and acting as an insurance broker and other financial product salesperson. Advisory offerings emphasize financial planning, portfolio management for individuals and small businesses, manager selection, and educational seminars. Pinnacle identifies as an active ESG investor and charges fees on a percentage-of-AUM basis as well as hourly and other fee arrangements.