Aegis Capital Corp.

Broker-DealerFINRA MemberEst. 2010
Total AUM
$1.8B
Discretionary
$125M
7% of AUM
Accounts
4,218
Employees
260
Advisory reps
224
Brokerage reps
235

Firm details

Headquarters
New York, New York
CRD number
15007
Registered since
May 10, 2010
Website
www.aegiscapcorp.com
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals61.98%
  • HNWI24.7%
  • Pooled Investment Vehicles12.34%
  • Corporations / Businesses0.97%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Aegis Capital Corp. operates as a corporate investment bank and independent broker-dealer that combines brokerage, insurance distribution, and advisory activities. The firm positions itself as a capital allocator for both individual/family and institutional clients, offering financial planning and portfolio management across individuals, small businesses, pooled vehicles, and institutional mandates. Compensation mixes percentage-of-AUM fees with hourly billing for certain services. Aegis also acts as a sponsor/GP and can serve as a managing member of pooled investment vehicles. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Public Funds/Mutual Funds 42%, Cash & Cash Equivalents 8%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%46%
  • Exchange Traded Equities46%
  • Public Funds/Mutual Funds42%
  • Cash & Cash Equivalents8%
  • State & Local Bonds2%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 8
  • Robert Eide

    Robert Eide

    Chief Executive OfficerCRD 1015261

  • Thomas Poss

    Chief Compliance OfficerCRD 2547521

  • George Kott

    Chief Operating OfficerCRD 2876578

Unlock 5 more executives →

Contacts

3 of 216
  • Manuel Rose

    Manuel Rose

    Registered Representative & Investment AdvisorCRD 5702678

  • Joseph Yi

    Joseph Yi

    Investment Advisor RepresentativeCRD 5732044

  • Henry Nunez

    Henry Nunez

    Investment Advisor RepresentativeCRD 5103136

Unlock 213 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1345 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

Similar firms

Kimelman & Baird, LLC

Broker-Dealer

New York, NY

AUM $1.5BTEAM 9REPS 6

Hsbc Securities (USA) Inc.

Broker-Dealer

New York, NY

AUM $3.8BTEAM 490REPS 1335

Flagstar Securities, Inc.

Broker-Dealer

New York, NY

AUM $784MTEAM 37REPS 50

Wellington Shields & Co, LLC

Broker-Dealer

New York, NY

AUM $546MTEAM 25REPS 51

Gagnon Securities, LLC

Broker-Dealer

New York, NY

AUM $530MTEAM 19REPS 19

Andrew Garrett, Inc.

Broker-Dealer

New York, NY

AUM $521MTEAM 14REPS 30
More Broker-Dealers in New York →All New York Broker-Dealers →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth