Gagnon Securities, LLC

Overview

Gagnon Securities, LLC is a small, privately owned broker‑dealer that also provides portfolio management services for individuals and small businesses. The firm is structured as an LLC and has been registered with the SEC since 2005. Its client base includes both individual and family clients as well as institutional relationships. Compensation comes through a mix of asset‑based fees and transaction commissions. Public disclosures indicate the firm does not position itself as an ESG investor and it does not operate as a multi‑state adviser. Gagnon maintains industry affiliations that include roles as an investment adviser/sponsor and as a general partner or managing member of pooled investment vehicles, suggesting it participates in sponsoring or managing collective investments in addition to broker‑dealer activities.

Assets & Accounts

Public Holdings

Investments & Alternatives