Gagnon Securities, LLC

Broker-DealerFINRA Member

Total AUM

$530M

Discretionary

$530M

100% of AUM

Accounts

1,202

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: New York, New York
CRD number: 103727
Registered since: October 21, 2005
Website: www.gagnonsec.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Commissions
Client types: Individuals46.74%
HNWI42.32%
Corporations / Businesses10.95%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Gagnon Securities, LLC is an individual-owned limited liability company that operates as both a broker-dealer and an investment adviser, registered with the SEC in 2005. The firm provides portfolio management services targeted primarily at individuals, families and small-business clients while also serving institutional relationships. Its compensation combines asset-based fees and transaction-based commissions. Corporate filings indicate the firm is involved in sponsoring or managing pooled investment vehicles and can act as a general partner or managing member of those vehicles.