Gagnon Securities, LLC

Overview

Gagnon Securities, LLC is an LLC-structured broker-dealer that also provides portfolio management for individuals and small businesses. The firm has been SEC-registered since 2005 and is owned by an individual. Its client base spans individual and family clients as well as institutional investors. Compensation includes both percentage-of-assets fees and commission-based revenue, and the firm reports activity as a sponsor or managing member of pooled investment vehicles in addition to acting as an adviser. Gagnon does not identify as an active ESG investor and is not set up as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices