Flagstar Securities, Inc.

Broker-DealerFINRA Member
Total AUM
$784M
Discretionary
$784M
100% of AUM
Accounts
1,123
Employees
37
Advisory reps
56
Brokerage reps
35

Firm details

Headquarters
New York, New York
CRD number
104233
Registered since
May 10, 2007
Website
www.flagstar.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI52.27%
  • Individuals29.93%
  • Corporations / Businesses9.04%
  • Pension & Profit Sharing Plans4.85%
  • Charitable Organizations3.81%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Flagstar Securities, Inc. is a corporate insurance broker-dealer that also operates as an SEC-registered investment adviser (registered with the SEC in 2007). The firm serves both individual and family clients as well as institutional clients, and it charges fees on a percentage-of-AUM basis. Its business mix combines broker-dealer and insurance broker activity with advisory services including financial planning, discretionary portfolio management for individuals/small businesses and for businesses/institutions, pension consulting, and selection of other advisers. The firm is identified as a capital allocator and maintains industry ties with banking/thrift institutions and insurance companies. It does not list itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 15%, State & Local Bonds 7%, Derivatives 1%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities15%
  • State & Local Bonds7%
  • Derivatives1%

Owners & executives

3 of 3
  • Douglas Geraghty

    Douglas Geraghty

    Chief Compliance OfficerCRD 6106821

  • Alexandra Lalbachan

    Alexandra Lalbachan

    Chief Operating OfficerCRD 6049289

  • Shweta Pawani

    Shweta Pawani

    Chief Financial OfficerCRD 4934669

Contacts

3 of 53

  • Roman Yakubov

    Vice PresidentCRD 4288640

  • Brian Mcglynn

    Brian Mcglynn

    Compliance OfficerCRD 4463942

  • Brian Schwartz

    Brian Schwartz

    VP, DirectorCRD 4059140

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 232

Active vs passive

$400M in ETFs

Passive

84%

$336M

Active

12%

$64M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$24.6M32,1706.16%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1400 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth