Broker-Dealers by state

3,210 Broker-Dealers profiled across 51 states, managing a combined $11.9T in reported assets. FINRA-registered broker-dealer firms, with rep counts, registration history, and firm structure sourced from public regulatory filings and FINTRX research.

By state

AlabamaAL18 FIRMS · $1.9B AlaskaAK1 FIRM ArizonaAZ26 FIRMS · $248B ArkansasAR7 FIRMS · $22B CaliforniaCA294 FIRMS · $49B ColoradoCO57 FIRMS · $13B ConnecticutCT117 FIRMS · $14B DelawareDE2 FIRMS District of ColumbiaDC18 FIRMS · $797M FloridaFL267 FIRMS · $517B GeorgiaGA63 FIRMS · $24.8B HawaiiHI4 FIRMS IdahoID3 FIRMS · $986M IllinoisIL211 FIRMS · $85.3B IndianaIN17 FIRMS · $1.2B IowaIA21 FIRMS · $32.6B KansasKS19 FIRMS · $3.2B KentuckyKY9 FIRMS · $3.3B LouisianaLA8 FIRMS · $443M MaineME21 FIRMS · $25.7M MarylandMD30 FIRMS · $11.8B MassachusettsMA101 FIRMS · $344B MichiganMI43 FIRMS · $22.5B MinnesotaMN44 FIRMS · $680B MississippiMS1 FIRM · $126M MissouriMO37 FIRMS · $2.2T MontanaMT4 FIRMS · $41.9B NebraskaNE10 FIRMS · $83.6M NevadaNV13 FIRMS New HampshireNH8 FIRMS · $187M New JerseyNJ121 FIRMS · $917B New MexicoNM1 FIRM New YorkNY909 FIRMS · $5T North CarolinaNC58 FIRMS · $3.6B North DakotaND4 FIRMS OhioOH59 FIRMS · $29.8B OklahomaOK10 FIRMS · $1.1B OregonOR15 FIRMS · $3.3B PennsylvaniaPA82 FIRMS · $175B Rhode IslandRI7 FIRMS · $14.2B South CarolinaSC15 FIRMS · $844B South DakotaSD4 FIRMS TennesseeTN42 FIRMS · $38.1B TexasTX193 FIRMS · $50.3B UtahUT29 FIRMS · $158M VermontVT3 FIRMS · $2.8B VirginiaVA48 FIRMS · $29.8B WashingtonWA33 FIRMS · $82.8B West VirginiaWV2 FIRMS · $1.8B WisconsinWI23 FIRMS · $409B WyomingWY2 FIRMS

By AUM

Under $100MReported AUM57 FIRMS $100M – $500MReported AUM88 FIRMS $500M – $1BReported AUM34 FIRMS $1B – $5BReported AUM55 FIRMS Over $5BReported AUM68 FIRMS

Largest Broker-Dealers

MORGAN STANLEY

PURCHASE, NY

AUM $2TTEAM 29481REPS 26847

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

New York, NY

AUM $1.8TTEAM 32960REPS 27213

EDWARD JONES

SAINT LOUIS, MO

AUM $1TTEAM 36317REPS 25008

UBS Financial Services Inc.

WEEHAWKEN, NJ

AUM $916BTEAM 12524REPS 10684

LPL Financial LLC

FORT MILL, SC

AUM $819BTEAM 41879REPS 32911

WELLS FARGO ADVISORS

SAINT LOUIS, MO

AUM $671BTEAM 18895REPS 18612

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN

AUM $660BTEAM 14056REPS 14337

RAYMOND JAMES & ASSOCIATES, INC.

ST PETERSBURG, FL

AUM $501BTEAM 16780REPS 8446

J.P. Morgan Securities LLC

New York, NY

AUM $430BTEAM 8703REPS 34798

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