Broker-Dealers in Connecticut
117 Broker-Dealers headquartered in Connecticut managing a combined $14B.
By city
GreenwichConnecticut30 FIRMS · $728MStamfordConnecticut30 FIRMSWestportConnecticut11 FIRMS · $2.3BHartfordConnecticut7 FIRMS · $572MNorwalkConnecticut6 FIRMSNew CanaanConnecticut6 FIRMSSheltonConnecticut4 FIRMSSouthportConnecticut3 FIRMSDarienConnecticut3 FIRMSWindsorConnecticut3 FIRMS · $3.9BGlastonburyConnecticut2 FIRMSBloomfieldConnecticut1 FIRMWoodbridgeConnecticut1 FIRMCos CobConnecticut1 FIRMDanburyConnecticut1 FIRMEastonConnecticut1 FIRMFairfieldConnecticut1 FIRMFarmingtonConnecticut1 FIRMGoshenConnecticut1 FIRMMeridenConnecticut1 FIRM · $6.5BNew HavenConnecticut1 FIRMPlantsvilleConnecticut1 FIRMWest HartfordConnecticut1 FIRM
All Broker-Dealers in Connecticut
Osaic Institutions, Inc.
Broker-DealerMeriden, CT
AUM $6.5BTEAM 1839REPS 734
Voya Financial Advisors, Inc.
Broker-DealerWindsor, CT
AUM $3.9BTEAM 638REPS 978
A.G.P. / Alliance Global Partners
Broker-DealerWestport, CT
AUM $2.3BTEAM 320REPS 307
Searle & Co
Broker-DealerGreenwich, CT
AUM $630MTEAM 13REPS 13
Conning Investment Products, Inc.
Broker-DealerHartford, CT
AUM $572MTEAM 8REPS 37
Shearman, Ralston Inc.
Broker-DealerGreenwich, CT
AUM $97.7MTEAM 4REPS 4
Tncp, LLC
Broker-DealerStamford, CT
AUM —REPS 22
Manor Private Capital, LLC
Broker-DealerNorwalk, CT
AUM —REPS 4
Westbury Group LLC
Broker-DealerWestport, CT
AUM —REPS 9
Cook Pine Securities LLC
Broker-DealerGreenwich, CT
AUM —REPS 4
GP Nurmenkari Inc.
Broker-DealerNorwalk, CT
AUM —REPS 4
Cigna Benefits Financing, Inc.
Broker-DealerBloomfield, CT
AUM —REPS 13
Wharton Midmarket Securities Inc.
Broker-DealerWoodbridge, CT
AUM —REPS 2
Aldwych Securities LLC
Broker-DealerStamford, CT
AUM —REPS 23
Tourmaline Partners, LLC
Broker-DealerStamford, CT
AUM —REPS 35
Starwood Capital, L.L.C.
Broker-DealerGreenwich, CT
AUM —REPS 24
AQR Investments, LLC
Broker-DealerGreenwich, CT
AUM —REPS 114
Philosmith Securities LLC
Broker-DealerStamford, CT
AUM —REPS 6
Greenwich Capital Partners, LLC
Broker-DealerGreenwich, CT
AUM —REPS 4
Herbert J. Sims & Co, Inc.
Broker-DealerFairfield, CT
AUM —REPS 91
Interactive Brokers LLC
Broker-DealerGreenwich, CT
AUM —REPS 406
Talcott Resolution Distribution Company, Inc.
Broker-DealerHartford, CT
AUM —REPS 43
Voya Investments Distributor, LLC
Broker-DealerWindsor, CT
AUM —REPS 159
Stuyvesant Square Advisors, Inc.
Broker-DealerDarien, CT
AUM —REPS 3
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