Broker-Dealers in Connecticut
117 Broker-Dealers headquartered in Connecticut managing a combined $14B.
By city
GreenwichConnecticut30 FIRMS · $728MStamfordConnecticut30 FIRMSWestportConnecticut11 FIRMS · $2.3BHartfordConnecticut7 FIRMS · $572MNorwalkConnecticut6 FIRMSNew CanaanConnecticut6 FIRMSSheltonConnecticut4 FIRMSSouthportConnecticut3 FIRMSDarienConnecticut3 FIRMSWindsorConnecticut3 FIRMS · $3.9BGlastonburyConnecticut2 FIRMSBloomfieldConnecticut1 FIRMWoodbridgeConnecticut1 FIRMCos CobConnecticut1 FIRMDanburyConnecticut1 FIRMEastonConnecticut1 FIRMFairfieldConnecticut1 FIRMFarmingtonConnecticut1 FIRMGoshenConnecticut1 FIRMMeridenConnecticut1 FIRM · $6.5BNew HavenConnecticut1 FIRMPlantsvilleConnecticut1 FIRMWest HartfordConnecticut1 FIRM
All Broker-Dealers in Connecticut
Osaic Institutions, Inc.
Broker-DealerMeriden, CT
AUM $6.5BTEAM 1839REPS 728
Voya Financial Advisors, Inc.
Broker-DealerWindsor, CT
AUM $3.9BTEAM 638REPS 994
A.G.P. / Alliance Global Partners
Broker-DealerWestport, CT
AUM $2.3BTEAM 320REPS 307
Searle & Co
Broker-DealerGreenwich, CT
AUM $630MTEAM 13REPS 13
Conning Investment Products, Inc.
Broker-DealerHartford, CT
AUM $572MTEAM 8REPS 36
Shearman, Ralston Inc.
Broker-DealerGreenwich, CT
AUM $97.7MTEAM 4REPS 4
Atlantic - Pacific Capital, Inc.
Broker-DealerStamford, CT
AUM —REPS 19
Buell Securities Corp.
Broker-DealerGlastonbury, CT
AUM —REPS 8
Westbury Group LLC
Broker-DealerWestport, CT
AUM —REPS 9
Fairview Securities, Inc.
Broker-DealerWestport, CT
AUM —REPS 6
Interactive Brokers LLC
Broker-DealerGreenwich, CT
AUM —REPS 409
Voya Investments Distributor, LLC
Broker-DealerWindsor, CT
AUM —REPS 157
Stock Securities LLC
Broker-DealerStamford, CT
AUM —REPS 5
C&C Trading L.L.C.
Broker-DealerGreenwich, CT
AUM —REPS 16
FMG Distributors, Inc.
Broker-DealerNew Canaan, CT
AUM —REPS 6
UBS Fund Services (USA) LLC
Broker-DealerHartford, CT
AUM —REPS 14
Cambridge International Partners LLC
Broker-DealerStamford, CT
AUM —REPS 4
Herbert J. Sims & Co, Inc.
Broker-DealerFairfield, CT
AUM —REPS 90
Natwest Markets Securities Inc.
Broker-DealerStamford, CT
AUM —REPS 141
Wright Investors' Service Distributors, Inc.
Broker-DealerShelton, CT
AUM —REPS 6
Commonfund Securities, Inc.
Broker-DealerNorwalk, CT
AUM —REPS 35
J.M Lummis Securities, Inc.
Broker-DealerNew Canaan, CT
AUM —REPS 6
Westminster Research Associates LLC
Broker-DealerStamford, CT
AUM —REPS 13
Global Atlantic Distributors, LLC
Broker-DealerHartford, CT
AUM —REPS 197
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