Broker-Dealers in Connecticut
117 Broker-Dealers headquartered in Connecticut managing a combined $14B.
By city
GREENWICHConnecticut30 FIRMS · $728MSTAMFORDConnecticut30 FIRMSWESTPORTConnecticut11 FIRMS · $2.3BHARTFORDConnecticut7 FIRMS · $572MNORWALKConnecticut7 FIRMSNEW CANAANConnecticut6 FIRMSSHELTONConnecticut4 FIRMSSOUTHPORTConnecticut3 FIRMSDARIENConnecticut3 FIRMSWindsorConnecticut3 FIRMS · $3.9BGLASTONBURYConnecticut2 FIRMSWOODBRIDGEConnecticut1 FIRMCOS COBConnecticut1 FIRMDANBURYConnecticut1 FIRMEASTONConnecticut1 FIRMFAIRFIELDConnecticut1 FIRMFARMINGTONConnecticut1 FIRMGOSHENConnecticut1 FIRMMERIDENConnecticut1 FIRM · $6.5BPLANTSVILLEConnecticut1 FIRMWEST HARTFORDConnecticut1 FIRMBLOOMFIELDConnecticut1 FIRM
All Broker-Dealers in Connecticut
OSAIC INSTITUTIONS, INC.
Broker-DealerMERIDEN, CT
AUM $6.5BTEAM 1839REPS 741
VOYA FINANCIAL ADVISORS, INC.
Broker-DealerWindsor, CT
AUM $3.9BTEAM 638REPS 959
A.G.P. / Alliance Global Partners
Broker-DealerWESTPORT, CT
AUM $2.3BTEAM 320REPS 300
SEARLE & CO.
Broker-DealerGREENWICH, CT
AUM $630MTEAM 13REPS 13
CONNING INVESTMENT PRODUCTS, INC.
Broker-DealerHARTFORD, CT
AUM $572MTEAM 8REPS 37
SHEARMAN, RALSTON INC.
Broker-DealerGREENWICH, CT
AUM $97.7MTEAM 4REPS 4
AMA SECURITIES LLC
Broker-DealerSTAMFORD, CT
AUM —REPS 6
W G SECURITIES, LLC
Broker-DealerWEST HARTFORD, CT
AUM —REPS 20
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Broker-DealerSHELTON, CT
AUM —REPS 615
RENAISSANCE MACRO SECURITIES, LLC
Broker-DealerDARIEN, CT
AUM —REPS 13
GQR SECURITIES LLC
Broker-DealerGREENWICH, CT
AUM —REPS 4
BUCKLER SECURITIES LLC
Broker-DealerGREENWICH, CT
AUM —REPS 27
BABCOCK & BROWN SECURITIES LLC
Broker-DealerCOS COB, CT
AUM —REPS 10
INTELLIGENT CROSS LLC
Broker-DealerSTAMFORD, CT
AUM —REPS 24
ERG SECURITIES (US) LLC
Broker-DealerNORWALK, CT
AUM —REPS 13
USI SECURITIES, INC.
Broker-DealerGLASTONBURY, CT
AUM —TEAM 30REPS 65
WESTMINSTER RESEARCH ASSOCIATES LLC
Broker-DealerSTAMFORD, CT
AUM —REPS 13
AQR INVESTMENTS, LLC
Broker-DealerGREENWICH, CT
AUM —REPS 114
VIRTUS CAPITAL MARKETS LLC
Broker-DealerSTAMFORD, CT
AUM —REPS 3
BITOODA TECHNOLOGIES LLC
Broker-DealerGREENWICH, CT
AUM —REPS 4
ALDWYCH SECURITIES LLC
Broker-DealerSTAMFORD, CT
AUM —REPS 23
ASL CAPITAL MARKETS INC.
Broker-DealerSTAMFORD, CT
AUM —REPS 38
DWM FINANCE LLC
Broker-DealerSTAMFORD, CT
AUM —REPS 6
WHARTON MIDMARKET SECURITIES INC.
Broker-DealerWOODBRIDGE, CT
AUM —REPS 2
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