Conning Investment Products, Inc.
Firm details
- Headquarters
- Hartford, Connecticut
- CRD number
- 120387
- Registered since
- June 5, 2014
- Website
- www.conning.com
- Custodians
- ROYAL BANK OF CANADA DEXIA, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- Insurance Companies98.6%
- Corporations / Businesses1.4%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Conning Investment Products, Inc. is a corporation operating as an institutional registered investment adviser and broker-dealer. The firm is SEC-registered (registered in 2014) and reports a business model focused on portfolio management for businesses and institutional clients, charging fees as a percentage of assets under management. It identifies as a domestic entity/individual ownership structure and is not positioned as a capital allocator. Conning flags itself as an active ESG investor and maintains industry roles beyond advising, including broker-dealer activity and other sponsor/manager roles tied to pooled vehicles and real estate. Conning’s regulatory and activity profile shows a mix of functions: portfolio management for institutions, broker-dealer operations, and affiliations that include other investment adviser roles, CPO/CTA involvement, insurance company relationships, real estate brokerage, and sponsorship or GP roles in pooled vehicles.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds48%
- Investment Grade Corp Bonds46%
- Other4%
- Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 5
Robert Pearce
Managing Director and Chief Compliance OfficerCRD 1991468
Linwood Bradford
Chair and Chief Executive OfficerCRD 4179446

Jung Lee
Chief Operating Officer & Chief Financial OfficerCRD 2791334
Contacts
3 of 32
David Capozza
Compliance OfficerCRD 5091896

Kyle Falk
Director, Corporate DevelopmentCRD 6546410

Kenneth George
FinOpCRD 2643369
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Hartford, CT
Hartford
Location
Hartford, CT
Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 1 Financial Plz
- Time zone
- ET (UTC-5)
- Office locations
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