UBS Fund Services (USA) LLC

Broker-DealerFINRA MemberEst. 1996
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Hartford, Connecticut
CRD number
41848
Registered since
December 20, 1996

Firm profile

FINTRX

Overview

UBS Fund Services (USA) LLC is registered with the SEC and was formed as a limited liability company in 1996. Public records in FINTRX for this entity are limited: it is classified as unclassified and is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. FINTRX lists the owner type as a domestic entity/individual but does not provide details on advisory activities, client segments, fee schedules, or the firm’s day-to-day business lines. The sparse reporting in the FINTRX profile suggests this entity may serve a non-discretionary, operational, or support role within a broader corporate structure rather than acting as a traditional asset manager that reports client-facing investment programs through this database.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • Nicholas Pile

    Nicholas Pile

    DirectorCRD 2727759

  • Jeffrey Maguire

    Jeffrey Maguire

    Managing Director & Portfolio ManagerCRD 3110697

  • Thomas O'shea

    Thomas O'shea

    Managing DirectorCRD 4803329

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hartford, CT

Hartford

Location

Hartford, CT

Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
10 State House Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth