UBS Fund Services (USA) LLC
Firm details
- Headquarters
- Hartford, Connecticut
- CRD number
- 41848
- Registered since
- December 20, 1996
- Website
- www.ubs.com
Firm profile
FINTRXOverview
UBS Fund Services (USA) LLC is organized as a limited liability company and has been SEC-registered since 1996. Public filing fields list the owner type as a domestic entity and individual, and the entity is classified as unclassified in the snapshot data. The snapshot flags several regulatory/operational attributes: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, is not a pension consultant, and is not listed as a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 14
Elysha Johnston
DirectorCRD 8067864
Brittney Stephens
CCOCRD 6042950
Julie Pierro
Executive DirectorCRD 3162520
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Hartford, CT
Hartford
Location
Hartford, CT
Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 10 State House Sq
- Time zone
- ET (UTC-5)
- Office locations
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