UBS Fund Services (USA) LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Hartford, Connecticut
CRD number
41848
Registered since
December 20, 1996

Firm profile

FINTRX

Overview

UBS Fund Services (USA) LLC is organized as a limited liability company that provides fund services under the UBS umbrella. The firm is classified as "Unclassified" in the snapshot data and is identified as having domestic-entity and individual ownership characteristics. The profile indicates the firm does not act as a capital allocator and is not positioned as an active ESG investor, pension consultant, related adviser, or a multi-state/advisory firm. The available descriptors suggest a service-oriented entity focused on fund support rather than discretionary asset management or financial advisory relationships. Fee structure, client types, and specific business or advisory activities were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • Nicholas Pile

    Nicholas Pile

    DirectorCRD 2727759

  • Jeffrey Maguire

    Jeffrey Maguire

    Managing Director & Portfolio ManagerCRD 3110697

  • Thomas O'shea

    Thomas O'shea

    Managing DirectorCRD 4803329

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hartford, CT

Hartford

Location

Hartford, CT

Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
10 State House Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth