ERG Securities (US) LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Norwalk, Connecticut
CRD number
121057
Registered since
November 12, 2002

Firm profile

FINTRX

Overview

ERG Securities (US) LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2002 and is listed as having both a domestic entity and an individual among its ownership types. It does not present itself as a capital allocator and is not identified as an active ESG investor. The firm is not documented as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. No advisory activities or client-facing business lines are described in the available summary.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • William Swenson

    PartnerCRD 1434813

  • Charles Brown

    Charles Brown

    PresidentCRD 1740872

  • Louis Coxe

    Louis Coxe

    Managing DirectorCRD 6503967

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norwalk, CT

Fairfield

Location

Norwalk, CT

Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
50 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth