ERG SECURITIES (US) LLC
Firm details
- Headquarters
- NORWALK, Connecticut
- CRD number
- 121057
- Registered since
- November 12, 2002
- Website
- ergcapitalpartners.com
Firm profile
FINTRXOverview
ERG Securities (US) LLC is organized as a limited liability company that operates as an investment bank and has been SEC-registered since 2002. Ownership is reported as a combination of a domestic corporate entity and an individual. Public records indicate the firm does not function as a capital allocator, is not registered as a multi-state adviser, and is not characterized as an active ESG investor. It also does not list itself as a pension consultant or a related adviser. The available disclosures do not describe advisory mandates, fee schedules, or a retail/high-net-worth client focus. The profile and registrant attributes are consistent with a firm oriented toward broker‑dealer or corporate finance activities rather than portfolio management or registered investment adviser services.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 13WILLIAM SWENSON
PartnerCRD 1434813
CHARLES BROWN
PresidentCRD 1740872
LOUIS COXE
Managing DirectorCRD 6503967
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
NORWALK, CT
FAIRFIELD
Location
NORWALK, CT
Headquartered in NORWALK, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 50 Washington St
- Time zone
- ET (UTC-5)
- Office locations
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