USI Securities, Inc.

Overview

USI Securities, Inc. is a corporate broker-dealer and insurance broker that also functions as a capital allocator for institutional clients. The firm has been SEC-registered since 1999 and operates with a mix of fee models — percentage of AUM, hourly, fixed fees and other arrangements — reflecting a hybrid revenue approach. Its advisory activity is primarily focused on selecting other advisers and allocating client capital to external managers; the firm also reports a related-adviser relationship in its organizational structure. The firm is not an active ESG investor. Industry affiliations listed for USI Securities include broker-dealer and insurance company roles and relationships with other investment adviser and pension consultant entities. The firm’s client base is institutional.

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