Stock Securities LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
32244
Registered since
May 21, 1993

Firm profile

FINTRX

Overview

Stock Securities LLC is a limited liability company that has been registered with the SEC since 1993. Database records characterize ownership as involving both a domestic entity and an individual, and classify the firm as unclassified. Available metadata indicate the firm does not act as a capital allocator and is not identified as an active ESG investor. The firm has not supplied detail on its business activities, advisory services, client segments, or fee schedule. FINTRX also flags Stock Securities LLC as not being a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser to another registered entity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Keith Stock

    Senior Executive AdvisorCRD 6141019

  • Kathleen Camisa

    FinOpCRD 3239619

  • Richard Vinchesi

    Richard Vinchesi

    Managing DirectorCRD 1355603

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
201 Tresser Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth