Stock Securities LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
32244
Registered since
May 21, 1993

Firm profile

FINTRX

Overview

Stock Securities LLC is a privately held limited liability company that has been SEC-registered since 1993. Public filings classify the firm as unclassified and list ownership as a combination of a domestic entity and an individual. Filings indicate the firm does not identify as a capital allocator, is not active on ESG integration, and does not operate as a multi-state adviser, pension consultant, or related adviser. Available public disclosures provide very limited detail about the firm’s investment approach, client segments, fee arrangements, or specific advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Keith Stock

    Senior Executive AdvisorCRD 6141019

  • Kathleen Camisa

    FinOpCRD 3239619

  • Richard Vinchesi

    Richard Vinchesi

    Managing DirectorCRD 1355603

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
201 Tresser Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth