AMA Securities LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
45988
Registered since
December 2, 1998

Firm profile

FINTRX

Overview

AMA Securities LLC is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank. The firm has been SEC-registered since 1998 and is listed as having a mix of domestic-entity and individual ownership. The FINTRX record does not show the firm acting as a capital allocator or positioning itself as an active ESG investor, and it is not flagged as a multi-state adviser, pension consultant, or related adviser. The available data suggests AMA Securities operates more in an investment-banking capacity than as a typical wealth-management RIA. The firm’s FINTRX profile does not list client-facing advisory activities or fee schedules, which aligns with the investment-bank classification in the snapshot.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • Peter Cherry

    Peter Cherry

    AssociateCRD 6817046

  • Paal Kyrkjeboe

    Paal Kyrkjeboe

    Senior AnalystCRD 7595907

  • James Dolphin

    James Dolphin

    Managing DirectorCRD 7406554

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
484 Pacific St
Time zone
ET (UTC-5)
Office locations

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