Natwest Markets Securities Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
139
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
11707
Registered since
December 29, 1986
Website
natwest.us

Firm profile

FINTRX

Overview

Natwest Markets Securities Inc. is organized as a corporation and is classified in the snapshot data as an investment bank. The entity has been SEC-registered since 1986. Ownership is listed as a domestic entity with an individual component. The firm is not described as a capital allocator and does not appear to operate as an active ESG investor, pension consultant, multi-state registered adviser, or related adviser according to the available records. Specifics about its business activities, advisory services, fee schedule, or client base were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • Diana Preni

    Diana Preni

    VP & COOCRD 4220405

  • Joseph Daniszewski

    Joseph Daniszewski

    VP, Chief Operating OfficerCRD 2630792

  • Michelle Bucci

    Michelle Bucci

    Chief Operating OfficerCRD 5192971

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Contacts

3 of 131
  • Kyle Mckay

    Audit ManagerCRD 2965689

  • Mateusz Nowogrodzki

    Operation SupervisorCRD 7592959

  • Patrick Barry

    Patrick Barry

    AnalystCRD 8093822

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
600 Washington Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth