Natwest Markets Securities Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
141
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
11707
Registered since
December 29, 1986
Website
natwest.us

Firm profile

FINTRX

Overview

Natwest Markets Securities Inc. is organized as a corporation and is classified as an investment bank. The firm has been SEC-registered since 1986. Ownership is listed as a mix of a domestic entity and individual ownership. FINTRX flags the firm as not operating as a capital allocator and not acting as an active ESG investor. It is also not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • Michelle Girard

    Michelle Girard

    CEOCRD 2185240

  • Kevin Cummins

    Kevin Cummins

    Chief EconomistCRD 2673435

  • Diana Preni

    Diana Preni

    VP & COOCRD 4220405

Unlock 5 more executives

Contacts

3 of 133
  • Gregory Noonan

    SupervisorCRD 1235833

  • Michael Russo

    Tax DirectorCRD 1430782

  • Mark Funsch

    Mark Funsch

    Rates SalesCRD 1525150

Unlock 130 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
600 Washington Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth