J.M Lummis Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New Canaan, Connecticut
CRD number
43818
Registered since
July 15, 1998

Firm profile

FINTRX

Overview

J.M. Lummis Securities, Inc. is organized as a corporation and has been SEC-registered since 1998. Public filings identify the owner type as a combination of a domestic entity and an individual. The firm is classified in the dataset as "unclassified" and does not appear to function as a capital allocator. According to the available records, it is not an active ESG investor, is not registered as a multi-state adviser, and does not list pension consulting or related-adviser activities. The firm has not disclosed business or advisory activities in the source material, and there is very limited operational detail in the public dataset. That lack of descriptive information suggests either minimal public-facing operations or limited reporting to the data provider.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Edward Samson

    Edward Samson

    Founder and CEOCRD 2041321

Contacts

3 of 5
  • David Lummis

    David Lummis

    PresidentCRD 2936177

  • Marvin Brown

    BrokerCRD 3021066

  • Edward Byrne

    BrokerCRD 3021077

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New Canaan, CT

Fairfield

Location

New Canaan, CT

Headquartered in New Canaan, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
50 Locust Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth