J.M Lummis Securities, Inc.
Firm details
- Headquarters
- New Canaan, Connecticut
- CRD number
- 43818
- Registered since
- July 15, 1998
- Website
- www.jmlummis.com
Firm profile
FINTRXOverview
J.M. Lummis Securities, Inc. is organized as a corporation and has been SEC-registered since 1998. Public filings identify the owner type as a combination of a domestic entity and an individual. The firm is classified in the dataset as "unclassified" and does not appear to function as a capital allocator. According to the available records, it is not an active ESG investor, is not registered as a multi-state adviser, and does not list pension consulting or related-adviser activities. The firm has not disclosed business or advisory activities in the source material, and there is very limited operational detail in the public dataset. That lack of descriptive information suggests either minimal public-facing operations or limited reporting to the data provider.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Edward Samson
Founder and CEOCRD 2041321
Contacts
3 of 5
David Lummis
PresidentCRD 2936177
Marvin Brown
BrokerCRD 3021066
Edward Byrne
BrokerCRD 3021077
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Canaan, CT
Fairfield
Location
New Canaan, CT
Headquartered in New Canaan, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 50 Locust Ave
- Time zone
- ET (UTC-5)
- Office locations
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