J.M Lummis Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New Canaan, Connecticut
CRD number
43818
Registered since
July 15, 1998

Firm profile

FINTRX

Overview

J.M Lummis Securities, Inc. is organized as a corporation and identified in the dataset as a domestic entity with individual ownership. Publicly available profile details are sparse: the firm is classified as unclassified in the source data and there are no listed advisory or fee-structure descriptions. The record flags the firm as not acting as a capital allocator and not participating as an active ESG investor. It is also not identified as a multi-state adviser, pension consultant, or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Edward Samson

    Edward Samson

    Founder and CEOCRD 2041321

Contacts

3 of 5
  • David Lummis

    David Lummis

    PresidentCRD 2936177

  • Marvin Brown

    BrokerCRD 3021066

  • Edward Byrne

    BrokerCRD 3021077

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New Canaan, CT

Fairfield

Location

New Canaan, CT

Headquartered in New Canaan, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
50 Locust Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth