Carter Capital Corporation

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Southport, Connecticut
CRD number
23521
Registered since
December 23, 1988

Firm profile

FINTRX

Overview

Carter Capital Corporation is organized as a corporation that operates as an investment bank and placement agent. The firm appears to be individually owned and is listed as having been SEC registered in 1988. FINTRX categorizes the firm as not acting as a capital allocator and not positioning itself as an ESG-active or multi-state advisory shop; it is also not identified as a pension consultant or related adviser. Public filings and the dataset provide limited detail on the firm's client types, fee structure, specific business lines beyond placement activity, or advisory services, so the record emphasizes its placement-agent/investment-bank classification rather than a traditional wealth-management role.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • Zunnan Chudry

    Zunnan Chudry

    AssociateCRD 7017027

  • Caroline Wisniewski

    Caroline Wisniewski

    FinOpCRD 1463513

  • Michael Carter

    Michael Carter

    Managing PartnerCRD 1899687

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Southport, CT

Fairfield

Location

Southport, CT

Headquartered in Southport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
99 Hbr Road Tide Mill Bldg
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth