Rondeivu Securities, LLC
Firm details
- Headquarters
- Southport, Connecticut
- CRD number
- 321162
- Registered since
- April 4, 2023
Firm profile
FINTRXOverview
Rondeivu Securities, LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered adviser (registration year 2023). Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as "unclassified" in the snapshot data. The snapshot indicates the firm does not identify as a capital allocator, is not an active ESG investor, and is not designated as a multi-state adviser. It also does not report roles as a pension consultant or as a related adviser. FINTRX does not include any disclosed details about the firm's client types, fee arrangements, business lines, or specific advisory activities. FINTRX shows no client activity or assets under management for the firm; that absence of reporting suggests Rondeivu Securities may not yet be operational at scale or has not filed client/AUM information into this dataset.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Steven Quintero
Chief Legal Officer & Chief Compliance OfficerCRD 5307631
Michael Ashmore
Chief Executive Officer & Co-FounderCRD 7558446
Contacts
1 of 1
David Brant
FinOpCRD 2718478
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Southport, CT
Fairfield
Location
Southport, CT
Headquartered in Southport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 354 Pequot Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Carter Capital Corporation
Broker-DealerSouthport, CT
XT Capital Partners, LLC
Broker-DealerSouthport, CT
CFS Securities, Inc.
Broker-DealerShelton, CT
Interactive Brokers LLC
Broker-DealerGreenwich, CT
UBS Fund Services (USA) LLC
Broker-DealerHartford, CT
Mcsa Securities LLC
Broker-DealerStamford, CT