Herbert J. Sims & Co, Inc.

Overview

Herbert J. Sims & Co., Inc. is a corporate investment bank that has been SEC-registered since 1946. The firm is organized as a domestic entity with individual ownership. It is classified as an investment bank rather than a capital allocator or discretionary wealth manager: the firm is not listed as a capital allocator, is not an active ESG investor, and is not identified as a pension consultant or related adviser. The available information points to a focus on non-advisory investment-banking or broker-dealer activities rather than traditional registered investment advisory services. The firm is not flagged as a multi-state adviser and is not newly formed, indicating a long-established corporate footprint without a reported pivot into multi-state advisory relationships.

Assets & Accounts

Location & Offices