Herbert J. Sims & Co, Inc.

Overview

Herbert J. Sims & Co, Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm appears on SEC records dating back to 1946, and its ownership is described as a combination of a domestic entity and an individual. The snapshot provided does not list any fee schedule, advisory activities, or detailed business lines. The firm's profile flags several negative indicators that shape how it likely operates: it is not identified as a capital allocator, it is not an active ESG investor, it is not a multi-state adviser, and it is not newly formed. The record also does not list pension consulting or related-adviser relationships. Taken together, those entries suggest the organization functions primarily in broker-dealer / investment-banking roles rather than as a broad-based SEC-registered investment-advisory platform with a multi-state advisory footprint.

Location & Offices