Herbert J. Sims & Co, Inc.

Overview

Herbert J. Sims & Co, Inc. is listed as a corporation classified as an investment bank and has been SEC-registered since 1946. FINTRX records the firm’s owner type as a domestic entity with individual ownership. The profile contains limited operational detail: client types, fee schedules, and specific advisory or business activities are not provided in the data set. The database also flags several regulatory and business characteristics: the firm is not identified as a capital allocator, is not marked as an active ESG investor, and is not recorded as a multi-state adviser, pension consultant, or related adviser. The absence of advisory-level detail in FINTRX is consistent with a firm that operates primarily in broker-dealer or investment banking capacities rather than as a discretionary asset manager.

Assets & Accounts

Location & Offices