Herbert J. Sims & Co, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
90
Avg account
$0

Firm details

Headquarters
Fairfield, Connecticut
CRD number
3420
Registered since
February 28, 1946
Website
hjsims.com

Firm profile

FINTRX

Overview

Herbert J. Sims & Co, Inc. is a domestically owned corporate firm that operates as an investment bank. Publicly available profile fields indicate the firm does not act as a capital allocator on a discretionary basis and is not flagged as an active ESG investor. Information about the firm's client mix, fee schedules, and specific advisory activities is not publicly disclosed in the source data. The firm maintains a traditional investment-banking posture rather than positioning itself as a wealth manager or multi-product allocator. Because key operational details are not provided, any assessment of product offerings, client service model, or target client segments requires direct confirmation from the firm.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Valerie Hebert

    Valerie Hebert

    Chief Compliance OfficerCRD 4007252

Contacts

3 of 89
  • Philip Pike

    Investment AdvisorCRD 5695273

  • Clifford Edelmann

    Clifford Edelmann

    Senior Vice PresidentCRD 5856311

  • Michael Golembiesky

    Michael Golembiesky

    Senior VPCRD 4498169

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Fairfield, CT

Fairfield

Location

Fairfield, CT

Headquartered in Fairfield, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2150 Post Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth