Herbert J. Sims & Co, Inc.

Broker-DealerFINRA MemberEst. 1946
Total AUM
—
Advisory reps
90
Avg account
$0

Firm details

Headquarters
Fairfield, Connecticut
CRD number
3420
Registered since
February 28, 1946
Website
hjsims.com

Firm profile

FINTRX

Overview

Herbert J. Sims & Co., Inc. is a corporation operating as an investment bank that has been SEC-registered since 1946. The firm's ownership is described as a mix of domestic-entity and individual ownership, and its regulatory profile and classification point to traditional investment-banking activity rather than acting as a long-only capital allocator. Publicly available attributes indicate the firm does not present itself as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser. Those markers, together with the investment-bank classification, suggest the firm's primary role is transactional and advisory rather than managing pooled or proprietary investment capital.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Valerie Hebert

    Valerie Hebert

    Chief Compliance OfficerCRD 4007252

Contacts

3 of 89
  • Philip Pike

    Investment AdvisorCRD 5695273

  • Clifford Edelmann

    Clifford Edelmann

    Senior Vice PresidentCRD 5856311

  • Michael Golembiesky

    Michael Golembiesky

    Senior VPCRD 4498169

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fairfield, CT

Fairfield

Location

Fairfield, CT

Headquartered in Fairfield, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2150 Post Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth