Dowling & Partners Securities LLC
Firm details
- Headquarters
- Farmington, Connecticut
- CRD number
- 24746
- Registered since
- May 20, 1986
- Website
- www.dowling.com
Firm profile
FINTRXOverview
Dowling & Partners Securities LLC is recorded in FINTRX as a limited liability company that has been SEC-registered since 1986. The platform classifies the entity as “Unclassified” and identifies the owner type as a domestic entity/individual. In the FINTRX snapshot the firm is not designated as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state or newly formed adviser. FINTRX does not populate fields for the firm’s client base, fee structure or advisory/business activities in this record. That absence limits what can be said about Dowling & Partners’ client focus or how it charges for services from this dataset alone; supplemental sources (SEC filings, the firm website, or regulatory disclosures) will be required to fill those operational details.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Richard Sweeney
Chief Compliance OfficerCRD 2396562
Veronica Dowling
Chief Operating OfficerCRD 5166888

Thomas Byrne
Chief Operating OfficerCRD 1334509
Contacts
3 of 36
Brandon Nicodemo
Vice PresidentCRD 6511851

Jason Richardson
DirectorCRD 4104927

Alexander Devine
AnalystCRD 7820129
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Farmington, CT
Hartford
Location
Farmington, CT
Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 190 Farmington Ave
- Time zone
- ET (UTC-5)
- Office locations
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