Dowling & Partners Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Farmington, Connecticut
CRD number
24746
Registered since
May 20, 1986

Firm profile

FINTRX

Overview

Dowling & Partners Securities LLC is organized as a limited liability company with ownership listed as a combination of a domestic entity and an individual. The dataset classifies the firm as "Unclassified" and provides only limited operational detail. It is flagged as not serving as a capital allocator and not participating as an active ESG investor. The record also marks the firm as not a multistate adviser, not newly formed, not a pension consultant, and not a related adviser. Public disclosures in the source are sparse: fields for business activities, advisory activities, client base, and fee structure are blank. That suggests the dataset does not contain a granular description of the firm's advisory model or the types of clients it targets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Thomas Byrne

    Thomas Byrne

    Chief Operating OfficerCRD 1334509

  • Veronica Dowling

    Veronica Dowling

    Chief Operating OfficerCRD 5166888

  • Richard Sweeney

    Richard Sweeney

    Chief Compliance OfficerCRD 2396562

Unlock 1 more executives →

Contacts

3 of 36
  • Jon Nixon

    Jon Nixon

    FounderCRD 4710715

  • Gary Ransom

    Gary Ransom

    PartnerCRD 1075925

  • Stephen Deyette

    Stephen Deyette

    PartnerCRD 1774030

Unlock 33 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Farmington, CT

Hartford

Location

Farmington, CT

Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
190 Farmington Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth