Prudential Annuities Distributors, Inc

Broker-DealerFINRA MemberEst. 1988
Total AUM
—
Advisory reps
607
Avg account
$0

Firm details

Headquarters
Shelton, Connecticut
CRD number
21570
Registered since
April 15, 1988

Firm profile

FINTRX

Overview

Prudential Annuities Distributors, Inc. is organized as a corporation and appears to function primarily as a distribution vehicle rather than an investment manager. The firm has been SEC-registered since 1988 and its ownership is described as involving both a domestic entity and an individual. Its internal classification is "Fund Distributor," and it is explicitly identified as not acting as a capital allocator. Public disclosures for the firm are sparse: there are no listed descriptions of client segments, fee schedules, detailed business lines, or advisory services. The record also notes that Prudential Annuities Distributors, Inc. is not an active ESG investor, is not registered as a multi-state adviser, is not a pension consultant, and is not designated as a related adviser. The firm is not newly formed.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Robert Smit

    Vice President, CFOCRD 2332366

  • James Nassivera

    Senior Vice President & Chief Compliance OfficerCRD 2473174

  • Scott Haggerty

    Scott Haggerty

    Vice President, Chief Operating OfficerCRD 2619329

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Contacts

3 of 602
  • Joseph Pedersen

    Joseph Pedersen

    Registered RepresentativeCRD 5650704

  • Andrew Schroeder

    Annuity Internal WholesalerCRD 5745768

  • Kartikkumar Patel

    Kartikkumar Patel

    Regional Vice PresidentCRD 5813401

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Shelton, CT

Fairfield

Location

Shelton, CT

Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
1 Corporate Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth