GPP Securities, LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
285223
Registered since
August 23, 2017

Firm profile

FINTRX

Overview

GPP Securities, LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 2017. The record lists the owner type as a domestic entity and individual, and the firm's regulatory classification is marked as unclassified. Several adviser attributes are negative: the firm is not identified as a capital allocator, is not flagged as an active ESG investor, is not a multi-state adviser, is not categorized as newly formed, and is not listed as a pension consultant or related adviser. FINTRX does not provide descriptive information about GPP Securities’ advisory services, investment approach, client segments, fee model, or specific business activities. That absence of operational detail limits what can be said about the firm’s market positioning or how it sources and manages client assets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • James Richards

    James Richards

    Chief Financial OfficerCRD 2680389

  • Ronald Panzier

    Ronald Panzier

    COO & CFOCRD 2515899

  • Preston Abraham

    Preston Abraham

    Chief Accounting OfficerCRD 6710332

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Contacts

1 of 1
  • Chris Baviello

    Chris Baviello

    AVP - FinanceCRD 8066061

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
165 Mason St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth