CFS SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
SHELTON, Connecticut
CRD number
46201
Registered since
December 23, 1998

Firm profile

FINTRX

Overview

CFS Securities, Inc. is organized as a corporation and has been SEC-registered since 1998. The firm is owned by an individual and is listed with an "unclassified" designation in the available records. The publicly reported profile contains few specifics about its advisory or business activities; details on fee schedules, client segments, or portfolio construction were not disclosed in the material provided. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. Records also indicate it is not a multi-state adviser, is not newly formed, and does not serve as a pension consultant or related adviser.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • MICHAEL BUTLER

    PresidentCRD 6318239

  • THOMAS KERNEY

    Director, Compliance ServicesCRD 5581521

  • Steven Butler

    Vice PresidentCRD 7410569

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SHELTON, CT

FAIRFIELD

Location

SHELTON, CT

Headquartered in SHELTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
1000 Bridgeport Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth