CFS Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Shelton, Connecticut
CRD number
46201
Registered since
December 23, 1998

Firm profile

FINTRX

Overview

CFS Securities, Inc. is organized as a corporation and is listed in FINTRX as having been registered with the SEC since 1998. The firm is described as individually owned and classified as "unclassified" in the dataset. FINTRX indicates the firm does not act as a capital allocator, is not identified as an active ESG investor, and is not recorded as a multi-state or newly formed adviser. The database also shows it is not flagged as a pension consultant or a related adviser. FINTRX contains no descriptive entries for the firm’s business or advisory activities, and there are no reported advisory clients or asset-management operations attached to this profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas Kerney

    Thomas Kerney

    Chief Compliance OfficerCRD 5581521

Contacts

2 of 2
  • Michael Butler

    Michael Butler

    PresidentCRD 6318239

  • Steven Butler

    Steven Butler

    Vice PresidentCRD 7410569

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Shelton, CT

Fairfield

Location

Shelton, CT

Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
1000 Bridgeport Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth