Aldwych Securities LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 167980
- Registered since
- June 27, 2013
Firm profile
FINTRXOverview
Aldwych Securities LLC is organized as a limited liability company and has been SEC-registered since 2013. The FINTRX snapshot classifies the firm as an investment bank and identifies its ownership as a mix of a domestic entity and an individual. The profile does not list typical RIA attributes such as a multi-state adviser registration, an active ESG program, or a role as a capital allocator. Public disclosures provided here do not include a description of the firm's advisory activities, fee schedule, client segments, or business lines beyond the investment bank classification. The dataset also flags that the firm is not a pension consultant and is not recorded as a related adviser, which limits the available signals about any wealth-management or family-office capabilities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Guillermo Barrera
Chairman, President & CEOCRD 6337857
Contacts
3 of 22Christopher Kane
Managing DirectorCRD 1979967
Dennis Holtzapffel
Managing DirectorCRD 4048713

Walter Zegers
Managing DirectorCRD 4875569
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 208 Harbor Dr
- Time zone
- ET (UTC-5)
- Office locations
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