ALDWYCH SECURITIES LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
167980
Registered since
June 27, 2013

Firm profile

FINTRX

Overview

Aldwych Securities LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm appears on SEC records beginning in 2013. Ownership is described as a mix of a domestic entity and one or more individuals. The firm is not identified in FINTRX as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser. FINTRX does not supply details on Aldwych Securities’ client segmentation, fee schedules, or specific advisory activities, so its operating model beyond the investment-bank classification is not documented in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Guillermo Barrera

    Chairman, President & CEOCRD 6337857

Contacts

3 of 22
  • CHRISTOPHER KANE

    Managing DirectorCRD 1979967

  • Dennis Holtzapffel

    Managing DirectorCRD 4048713

  • WALTER ZEGERS

    Managing DirectorCRD 4875569

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
208 Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth