Aldwych Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
167980
Registered since
June 27, 2013

Firm profile

FINTRX

Overview

Aldwych Securities LLC is organized as a limited liability company and has been SEC-registered since 2013. The FINTRX snapshot classifies the firm as an investment bank and identifies its ownership as a mix of a domestic entity and an individual. The profile does not list typical RIA attributes such as a multi-state adviser registration, an active ESG program, or a role as a capital allocator. Public disclosures provided here do not include a description of the firm's advisory activities, fee schedule, client segments, or business lines beyond the investment bank classification. The dataset also flags that the firm is not a pension consultant and is not recorded as a related adviser, which limits the available signals about any wealth-management or family-office capabilities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Guillermo Barrera

    Guillermo Barrera

    Chairman, President & CEOCRD 6337857

Contacts

3 of 22
  • Christopher Kane

    Managing DirectorCRD 1979967

  • Dennis Holtzapffel

    Dennis Holtzapffel

    Managing DirectorCRD 4048713

  • Walter Zegers

    Walter Zegers

    Managing DirectorCRD 4875569

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
208 Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth