Broker-Dealers in California
294 Broker-Dealers headquartered in California managing a combined $49B.
By city
SAN FRANCISCOCalifornia51 FIRMSLos AngelesCalifornia38 FIRMS · $1.6BIRVINECalifornia21 FIRMS · $551MNEWPORT BEACHCalifornia16 FIRMSSAN DIEGOCalifornia13 FIRMS · $20.6BEL SEGUNDOCalifornia9 FIRMSPASADENACalifornia9 FIRMS · $5.7BSANTA MONICACalifornia6 FIRMSWESTLAKE VILLAGECalifornia5 FIRMSCARLSBADCalifornia4 FIRMSPALO ALTOCalifornia4 FIRMSSAUSALITOCalifornia4 FIRMS · $606MSAN RAFAELCalifornia4 FIRMS · $238MOAKLANDCalifornia3 FIRMSBeverly HillsCalifornia3 FIRMSLONG BEACHCalifornia3 FIRMSMENLO PARKCalifornia3 FIRMSSAN MATEOCalifornia3 FIRMS · $322MCALABASASCalifornia3 FIRMSVENICECalifornia3 FIRMSSAN RAMONCalifornia2 FIRMS · $578MMILPITASCalifornia2 FIRMS · $3.6MANAHEIMCalifornia2 FIRMS · $7.3BWOODLAND HILLSCalifornia2 FIRMSLOS GATOSCalifornia2 FIRMSSANTA ROSACalifornia2 FIRMSSACRAMENTOCalifornia2 FIRMSSHERMAN OAKSCalifornia2 FIRMSTHOUSAND OAKSCalifornia2 FIRMSBERKELEYCalifornia2 FIRMSALISO VIEJOCalifornia2 FIRMSLARKSPURCalifornia2 FIRMSLAGUNA NIGUELCalifornia2 FIRMSWALNUT CREEKCalifornia2 FIRMS · $104MMILL VALLEYCalifornia2 FIRMSLA JOLLACalifornia2 FIRMS · $57.7MBURBANKCalifornia2 FIRMSAlhambraCalifornia1 FIRMPACIFIC PALISADESCalifornia1 FIRMPETALUMACalifornia1 FIRMRANCHO SANTA FECalifornia1 FIRMREDWOOD CITYCalifornia1 FIRMROLLING HILLS ESTATESCalifornia1 FIRMROSEVILLECalifornia1 FIRMSAN CLEMENTECalifornia1 FIRMSAN GABRIELCalifornia1 FIRMSAN JOSECalifornia1 FIRMSAN LUIS OBISPOCalifornia1 FIRMSANTA ANACalifornia1 FIRMSANTA BARBARACalifornia1 FIRMSANTA CLARITACalifornia1 FIRMTIBURONCalifornia1 FIRMTORRANCECalifornia1 FIRMVAN NUYSCalifornia1 FIRM · $136MWOODSIDECalifornia1 FIRMORINDACalifornia1 FIRMBELL CANYONCalifornia1 FIRMBELVEDERECalifornia1 FIRMBREACalifornia1 FIRM · $25.4MBURLINGAMECalifornia1 FIRMCAMARILLOCalifornia1 FIRMCARMEL VALLEYCalifornia1 FIRM · $32MCARPINTERIACalifornia1 FIRM · $10.1BCHULA VISTACalifornia1 FIRMCONCORDCalifornia1 FIRMCORTE MADERACalifornia1 FIRMCOSTA MESACalifornia1 FIRMCULVER CITYCalifornia1 FIRMCUPERTINOCalifornia1 FIRMDALY CITYCalifornia1 FIRMDANVILLECalifornia1 FIRMDEL MARCalifornia1 FIRMDIAMOND BARCalifornia1 FIRM · $142MEAST PALO ALTOCalifornia1 FIRMENCINOCalifornia1 FIRMFOLSOMCalifornia1 FIRMFULLERTONCalifornia1 FIRMGREENBRAECalifornia1 FIRMHALF MOON BAYCalifornia1 FIRMHUNTINGTON BEACHCalifornia1 FIRM · $49.2MINGLEWOODCalifornia1 FIRMLAFAYETTECalifornia1 FIRMLAGUNA BEACHCalifornia1 FIRMLAKE FORESTCalifornia1 FIRM · $572MLIVERMORECalifornia1 FIRM · $3.7MMANHATTAN BEACHCalifornia1 FIRMMISSION VIEJOCalifornia1 FIRMMORAGACalifornia1 FIRMMOUNTAIN VIEWCalifornia1 FIRMNORCOCalifornia1 FIRMOCEANSIDECalifornia1 FIRMORANGECalifornia1 FIRM · $322M
All Broker-Dealers in California
INDEPENDENT FINANCIAL GROUP, LLC
Broker-DealerSAN DIEGO, CA
AUM $12.9BTEAM 624REPS 642
PLANMEMBER SECURITIES CORPORATION
Broker-DealerCARPINTERIA, CA
AUM $10.1BTEAM 429REPS 577
CENTAURUS FINANCIAL, INC.
Broker-DealerANAHEIM, CA
AUM $7.3BTEAM 580REPS 564
WEDBUSH SECURITIES INC.
Broker-DealerPASADENA, CA
AUM $5.7BTEAM 897REPS 497
DUNHAM
Broker-DealerSAN DIEGO, CA
AUM $5.6BTEAM 43REPS 39
MADISON AVENUE SECURITIES, LLC
Broker-DealerSAN DIEGO, CA
AUM $2BTEAM 125REPS 300
RBC SECURITIES, INC.
Broker-DealerLos Angeles, CA
AUM $1.5BTEAM 186REPS 189
CALDWELL SUTTER CAPITAL, INC.
Broker-DealerSAUSALITO, CA
AUM $606MTEAM 17REPS 20
AMERICAN INVESTORS CO
Broker-DealerSAN RAMON, CA
AUM $578MTEAM 30REPS 53
G.W. SHERWOLD ASSOCIATES, INC.
Broker-DealerLAKE FOREST, CA
AUM $572MTEAM 3REPS 5
AMERICAN FUNDSTARS
Broker-DealerIRVINE, CA
AUM $333MTEAM 14REPS 25
EMERSON EQUITY LLC
Broker-DealerSAN MATEO, CA
AUM $322MTEAM 343REPS 222
B.B. GRAHAM & COMPANY, INC.
Broker-DealerORANGE, CA
AUM $322MTEAM 32REPS 81
WULFF, HANSEN & CO.
Broker-DealerSAN RAFAEL, CA
AUM $145MTEAM 9REPS 10
SYNDICATED CAPITAL, INC.
Broker-DealerDIAMOND BAR, CA
AUM $142MTEAM 12REPS 21
J K R & COMPANY, INC.
Broker-DealerVAN NUYS, CA
AUM $136MTEAM 5REPS 5
WESTERN GROWERS FINANCIAL SERVICES
Broker-DealerIRVINE, CA
AUM $116MTEAM 4REPS 3
ALAMO CAPITAL
Broker-DealerWALNUT CREEK, CA
AUM $104MTEAM 20REPS 20
CAPITAL SYNERGY PARTNERS
Broker-DealerIRVINE, CA
AUM $102MTEAM 21REPS 46
MCCLURG CAPITAL CORPORATION
Broker-DealerSAN RAFAEL, CA
AUM $92.9MTEAM 6REPS 10
WESTPARK CAPITAL, INC.
Broker-DealerLos Angeles, CA
AUM $53.1MTEAM 11REPS 51
PRIVATE PORTFOLIO OF SAN DIEGO
Broker-DealerLA JOLLA, CA
AUM $50MTEAM 19REPS 18
STOCK TRADERS
Broker-DealerHUNTINGTON BEACH, CA
AUM $49.2MTEAM 3REPS 3
PLAN B INVESTMENTS, INC.
Broker-DealerCARMEL VALLEY, CA
AUM $32MTEAM 2REPS 2
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