Independent Financial Group, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
$12.9B
Discretionary
$12.7B
98% of AUM
Accounts
54,951
Employees
624
Advisory reps
647
Brokerage reps
513

Firm details

Headquarters
San Diego, California
CRD number
7717
Registered since
January 30, 2004
Website
www.ifgsd.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Performance Based Fees
Client types
  • Individuals55.11%
  • HNWI39.94%
  • Corporations / Businesses2.48%
  • Pension & Profit Sharing Plans1.92%
  • Charitable Organizations0.55%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Independent Financial Group, LLC is an independent broker-dealer and insurance broker that provides both advisory and brokerage services to individual, family and institutional clients. The firm has been SEC-registered since 2004 and offers a mix of financial planning, portfolio management for individuals and small businesses, pension consulting and manager selection. Its fee menu is broad — percentage-of-AUM, hourly and fixed fees, commissions and performance-based arrangements are all used across client relationships. The firm reports being an active ESG investor and incorporates environmental, social and governance considerations into its investment approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, State & Local Bonds 11%, Investment Grade Corp Bonds 11%, Public Funds/Mutual Funds 6%, Cash & Cash Equivalents 5%, US Government Bonds 3%, Other 1%63%
  • Exchange Traded Equities63%
  • State & Local Bonds11%
  • Investment Grade Corp Bonds11%
  • Public Funds/Mutual Funds6%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 35
  • Ittai Dvir

    Ittai Dvir

    Founder and CEOCRD 5692050

  • Cheri Williams

    Cheri Williams

    Chief Financial OfficerCRD 5880778

  • Kristin Mata

    Kristin Mata

    Chief Financial OfficerCRD 5223095

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Contacts

3 of 612
  • Gail Urban

    Gail Urban

    Financial AdvisorCRD 5650884

  • Franklin Lara

    Franklin Lara

    FounderCRD 5657622

  • Kirk Weldy

    Kirk Weldy

    Investment Adviser RepresentativeCRD 5668094

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 1,004

Active vs passive

$3.6B in ETFs

Passive

69%

$2.5B

Active

21%

$1.1B

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$143M194,3023.92%
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Location

Primary office

San Diego, CA

San Diego

Location

San Diego, CA

Headquartered in San Diego, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
12671 High Bluff Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth