Madison Avenue Securities, LLC

Broker-DealerFINRA MemberEst. 2009

Total AUM

$2B

Discretionary

$1.6B

79% of AUM

Accounts

14,099

Employees

125

Advisory reps

304

Brokerage reps

Firm details

Headquarters: San Diego, California
CRD number: 23224
Registered since: February 24, 2009
Website: www.mas-bd.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: Individuals86.17%
HNWI13.5%
Pension & Profit Sharing Plans0.23%
Charitable Organizations0.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Madison Avenue Securities, LLC operates as an independent broker-dealer and insurance broker that also serves as a capital allocator to external managers. SEC registration dates to 2009. The firm serves both individual and family clients as well as institutional clients, offering a mix of brokerage and advisory services. Advisory capabilities include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selection of other advisers. Fee arrangements span percentage-of-AUM, hourly charges, fixed fees, and commissions. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities84%
Cash & Cash Equivalents10%
Public Funds/Mutual Funds4%
US Government Bonds1%
Other1%

Owners & executives

3 of 31

Daniel Nesmith
President and CEOCRD 5707208
Charles Henninger
Founder and CEOCRD 4343294
Michael Mcadam
President, CEOCRD 3247724

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Contacts

3 of 273

Scott Tusa
PartnerCRD 5653355
Paul Eichman
Principal & Financial AdvisorCRD 5732435
Charles Dodds
Investment Advisor Representative, Registered RepresentativeCRD 5744997