Financial Sense Securities, Inc.

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
San Diego, California
CRD number
39301
Registered since
September 6, 1996

Firm profile

FINTRX

Overview

Financial Sense Securities, Inc. is a corporate entity that has been registered with the SEC since 1996. Public data on the firm's business model, advisory services, fee schedules and client segments is limited; the record in the datasource does not include descriptions of its advisory activities or product offerings. Regulatory and operational flags in the record indicate the firm is not classified as a capital allocator, it is not identified as an active ESG investor, and it is not designated as a multi-state adviser. The owner is listed as a domestic entity/individual and the firm's internal classification is recorded as unclassified. The dataset also notes the firm is not flagged as a pension consultant or as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Christopher Puplava

    Christopher Puplava

    Chief Investment OfficerCRD 5022365

  • Mary Best Puplava

    CEO and CCOCRD 2662349

  • William Puplava

    William Puplava

    Chief Portfolio ManagerCRD 2027125

Contacts

3 of 11
  • Robert Bernard

    Robert Bernard

    Wealth AdvisorCRD 705891

  • Christopher Roberts

    FinOpCRD 6505465

  • Xavier Stonehouse

    Xavier Stonehouse

    Research AnalystCRD 7419307

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Diego, CA

San Diego

Location

San Diego, CA

Headquartered in San Diego, CA, in the West of the United States.

Region
West
County
San Diego
Address
10920 Via Frontera
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth