Broker-Dealers in California
289 Broker-Dealers headquartered in California managing a combined $51.5B.
By city
San FranciscoCalifornia48 FIRMSLos AngelesCalifornia39 FIRMS · $1.6BIrvineCalifornia20 FIRMS · $551MNewport BeachCalifornia16 FIRMSSan DiegoCalifornia12 FIRMS · $20.6BEl SegundoCalifornia9 FIRMSPasadenaCalifornia9 FIRMS · $5.7BSanta MonicaCalifornia7 FIRMSWestlake VillageCalifornia6 FIRMSCarlsbadCalifornia4 FIRMSPalo AltoCalifornia4 FIRMSSan RafaelCalifornia3 FIRMS · $238MBeverly HillsCalifornia3 FIRMSLong BeachCalifornia3 FIRMSMenlo ParkCalifornia3 FIRMSSan MateoCalifornia3 FIRMS · $322MOaklandCalifornia3 FIRMSSausalitoCalifornia3 FIRMS · $606MHalf Moon BayCalifornia3 FIRMSCalabasasCalifornia3 FIRMSVeniceCalifornia3 FIRMSMilpitasCalifornia2 FIRMS · $3.6MBurbankCalifornia2 FIRMSLarkspurCalifornia2 FIRMSSanta RosaCalifornia2 FIRMSWalnut CreekCalifornia2 FIRMS · $104MLa JollaCalifornia2 FIRMS · $57.7MThousand OaksCalifornia2 FIRMSAnaheimCalifornia2 FIRMS · $9.7BLos GatosCalifornia2 FIRMSAliso ViejoCalifornia2 FIRMSBerkeleyCalifornia2 FIRMSWoodland HillsCalifornia2 FIRMSLaguna NiguelCalifornia2 FIRMSSan RamonCalifornia2 FIRMS · $631MMill ValleyCalifornia2 FIRMSOrangeCalifornia1 FIRM · $322MOrindaCalifornia1 FIRMPetalumaCalifornia1 FIRMRancho Santa FeCalifornia1 FIRMRedwood CityCalifornia1 FIRMRolling Hills EstatesCalifornia1 FIRMSacramentoCalifornia1 FIRMSan ClementeCalifornia1 FIRMSan GabrielCalifornia1 FIRMSan JoseCalifornia1 FIRMSan Luis ObispoCalifornia1 FIRMSanta AnaCalifornia1 FIRMSanta BarbaraCalifornia1 FIRMSanta ClaritaCalifornia1 FIRMSherman OaksCalifornia1 FIRMTiburonCalifornia1 FIRMTorranceCalifornia1 FIRMVan NuysCalifornia1 FIRM · $136MWoodsideCalifornia1 FIRMOceansideCalifornia1 FIRMBell CanyonCalifornia1 FIRMBelvedereCalifornia1 FIRMBreaCalifornia1 FIRM · $25.4MBurlingameCalifornia1 FIRMCarmel ValleyCalifornia1 FIRM · $32MCarpinteriaCalifornia1 FIRM · $10.1BChula VistaCalifornia1 FIRMConcordCalifornia1 FIRMCorte MaderaCalifornia1 FIRMCosta MesaCalifornia1 FIRMCulver CityCalifornia1 FIRMCupertinoCalifornia1 FIRMDaly CityCalifornia1 FIRMDanvilleCalifornia1 FIRMDel MarCalifornia1 FIRMDiamond BarCalifornia1 FIRM · $142MEast Palo AltoCalifornia1 FIRMEl CajonCalifornia1 FIRMEncinoCalifornia1 FIRMFolsomCalifornia1 FIRMFullertonCalifornia1 FIRMGreenbraeCalifornia1 FIRMHuntington BeachCalifornia1 FIRM · $49.2MInglewoodCalifornia1 FIRMLafayetteCalifornia1 FIRMLaguna BeachCalifornia1 FIRMLake ForestCalifornia1 FIRM · $572MLivermoreCalifornia1 FIRM · $3.7MManhattan BeachCalifornia1 FIRMMission ViejoCalifornia1 FIRMMoragaCalifornia1 FIRMMountain ViewCalifornia1 FIRMNorcoCalifornia1 FIRMNovatoCalifornia1 FIRMAlhambraCalifornia1 FIRM
All Broker-Dealers in California
Ministry Partners Securities, LLC
Broker-DealerBrea, CA
AUM $25.4MTEAM 7REPS 10
Higgins Capital Management, Inc.
Broker-DealerLa Jolla, CA
AUM $7.7MTEAM 2REPS 2
Oak Tree Securities, Inc.
Broker-DealerLivermore, CA
AUM $3.7MTEAM 4REPS 13
NI Advisors
Broker-DealerMilpitas, CA
AUM $3.6MTEAM 16REPS 42
Bardi Co LLC
Broker-DealerLos Angeles, CA
AUM $275KTEAM 10REPS 6
Synergy Advisors, LLC
Broker-DealerEl Segundo, CA
AUM —REPS 6
Shareholders Service Group, LLC
Broker-DealerCulver City, CA
AUM —REPS 9
Securities Equity Group
Broker-DealerAliso Viejo, CA
AUM —REPS 3
Backstrom Mccarley Berry & Co, LLC
Broker-DealerSan Francisco, CA
AUM —REPS 7
The Spartan Group
Broker-DealerPasadena, CA
AUM —REPS 5
Sprott Global Resource Investments Ltd
Broker-DealerCarlsbad, CA
AUM —REPS 39
Avisen Wealth Management, Inc.
Broker-DealerSacramento, CA
AUM —REPS 9
CP Investments, LLC
Broker-DealerLos Angeles, CA
AUM —REPS 40
Imperial Capital, LLC
Broker-DealerLos Angeles, CA
AUM —REPS 15
CWS Investments
Broker-DealerNewport Beach, CA
AUM —TEAM 27REPS 18
Boustead Securities, LLC
Broker-DealerIrvine, CA
AUM —REPS 32
Salem Partners LLC
Broker-DealerLos Angeles, CA
AUM —REPS 19
Quincy Cass Associates, Incorporated
Broker-DealerLos Angeles, CA
AUM —REPS 8
Globalink Securities, Inc.
Broker-DealerPasadena, CA
AUM —REPS 101
Corporate Finance Securities, Inc.
Broker-DealerAliso Viejo, CA
AUM —REPS 51
TWD Securities, LLC
Broker-DealerPetaluma, CA
AUM —REPS 3
Citizens Jmp Securities, LLC
Broker-DealerSan Francisco, CA
AUM —REPS 484
Shorelineambrose Advisors, LLC
Broker-DealerSan Diego, CA
AUM —REPS 13
MIT Associates, LLC
Broker-DealerTiburon, CA
AUM —REPS 11
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