Broker-Dealers in California
295 Broker-Dealers headquartered in California managing a combined $51.5B.
By city
San FranciscoCalifornia52 FIRMSLos AngelesCalifornia39 FIRMS · $1.6BIrvineCalifornia20 FIRMS · $551MNewport BeachCalifornia16 FIRMSSan DiegoCalifornia12 FIRMS · $20.6BPasadenaCalifornia9 FIRMS · $5.7BEl SegundoCalifornia9 FIRMSSanta MonicaCalifornia7 FIRMSWestlake VillageCalifornia6 FIRMSSausalitoCalifornia4 FIRMS · $606MCarlsbadCalifornia4 FIRMSPalo AltoCalifornia4 FIRMSOaklandCalifornia3 FIRMSBeverly HillsCalifornia3 FIRMSLong BeachCalifornia3 FIRMSMenlo ParkCalifornia3 FIRMSSan MateoCalifornia3 FIRMS · $322MSan RafaelCalifornia3 FIRMS · $238MCalabasasCalifornia3 FIRMSVeniceCalifornia3 FIRMSSan RamonCalifornia2 FIRMS · $631MMill ValleyCalifornia2 FIRMSMilpitasCalifornia2 FIRMS · $3.6MBurbankCalifornia2 FIRMSSacramentoCalifornia2 FIRMSSanta RosaCalifornia2 FIRMSLarkspurCalifornia2 FIRMSHalf Moon BayCalifornia2 FIRMSThousand OaksCalifornia2 FIRMSAnaheimCalifornia2 FIRMS · $9.7BBerkeleyCalifornia2 FIRMSWoodland HillsCalifornia2 FIRMSLos GatosCalifornia2 FIRMSAliso ViejoCalifornia2 FIRMSLaguna NiguelCalifornia2 FIRMSWalnut CreekCalifornia2 FIRMS · $104MLa JollaCalifornia2 FIRMS · $57.7MPacific PalisadesCalifornia1 FIRMPetalumaCalifornia1 FIRMRancho Santa FeCalifornia1 FIRMRedwood CityCalifornia1 FIRMRolling Hills EstatesCalifornia1 FIRMRosevilleCalifornia1 FIRMSan ClementeCalifornia1 FIRMSan GabrielCalifornia1 FIRMSan JoseCalifornia1 FIRMSan Luis ObispoCalifornia1 FIRMSanta AnaCalifornia1 FIRMSanta BarbaraCalifornia1 FIRMSanta ClaritaCalifornia1 FIRMSherman OaksCalifornia1 FIRMTiburonCalifornia1 FIRMTorranceCalifornia1 FIRMVan NuysCalifornia1 FIRM · $136MWoodsideCalifornia1 FIRMOrindaCalifornia1 FIRMBell CanyonCalifornia1 FIRMBelvedereCalifornia1 FIRMBreaCalifornia1 FIRM · $25.4MBurlingameCalifornia1 FIRMCarmel ValleyCalifornia1 FIRM · $32MCarpinteriaCalifornia1 FIRM · $10.1BChula VistaCalifornia1 FIRMConcordCalifornia1 FIRMCorte MaderaCalifornia1 FIRMCosta MesaCalifornia1 FIRMCulver CityCalifornia1 FIRMCupertinoCalifornia1 FIRMDaly CityCalifornia1 FIRMDanvilleCalifornia1 FIRMDel MarCalifornia1 FIRMDiamond BarCalifornia1 FIRM · $142MEast Palo AltoCalifornia1 FIRMEl CajonCalifornia1 FIRMEncinoCalifornia1 FIRMFolsomCalifornia1 FIRMFullertonCalifornia1 FIRMGreenbraeCalifornia1 FIRMHuntington BeachCalifornia1 FIRM · $49.2MInglewoodCalifornia1 FIRMLafayetteCalifornia1 FIRMLaguna BeachCalifornia1 FIRMLake ForestCalifornia1 FIRM · $572MLivermoreCalifornia1 FIRM · $3.7MManhattan BeachCalifornia1 FIRMMission ViejoCalifornia1 FIRMMoragaCalifornia1 FIRMMountain ViewCalifornia1 FIRMNorcoCalifornia1 FIRMOceansideCalifornia1 FIRMOrangeCalifornia1 FIRM · $322MAlhambraCalifornia1 FIRM
All Broker-Dealers in California
Ministry Partners Securities, LLC
Broker-DealerBrea, CA
AUM $25.4MTEAM 7REPS 9
Higgins Capital Management, Inc.
Broker-DealerLa Jolla, CA
AUM $7.7MTEAM 2REPS 2
Oak Tree Securities, Inc.
Broker-DealerLivermore, CA
AUM $3.7MTEAM 4REPS 14
NI Advisors
Broker-DealerMilpitas, CA
AUM $3.6MTEAM 16REPS 42
Bardi Co LLC
Broker-DealerLos Angeles, CA
AUM $275KTEAM 10REPS 6
AW Securities
Broker-DealerFolsom, CA
AUM —REPS 155
Imperial Capital, LLC
Broker-DealerLos Angeles, CA
AUM —REPS 18
Financial Telesis Inc
Broker-DealerSan Rafael, CA
AUM —REPS 10
James Fox Securities, Inc.
Broker-DealerCarlsbad, CA
AUM —REPS 1
Salem Partners LLC
Broker-DealerLos Angeles, CA
AUM —REPS 18
Sutter Securities Incorporated
Broker-DealerIrvine, CA
AUM —REPS 34
PGP Capital Advisors, LLC
Broker-DealerLos Angeles, CA
AUM —REPS 9
Second Street Securities, Inc.
Broker-DealerSan Francisco, CA
AUM —REPS 2
Equitybee Securities, LLC
Broker-DealerPalo Alto, CA
AUM —REPS 12
Payden & Rygel Distributors
Broker-DealerLos Angeles, CA
AUM —REPS 50
ACE Diversified Capital, Inc.
Broker-DealerSan Gabriel, CA
AUM —REPS 11
CPS Financial & Insurance Services, Inc.
Broker-DealerIrvine, CA
AUM —REPS 22
Greif & Co
Broker-DealerLos Angeles, CA
AUM —REPS 5
Houlihan Lokey Capital, Inc.
Broker-DealerLos Angeles, CA
AUM —REPS 1249
Passco Capital, Inc.
Broker-DealerIrvine, CA
AUM —REPS 8
Blakeslee And Blakeslee Inc.
Broker-DealerSan Luis Obispo, CA
AUM —REPS 13
S.L. Reed & Company
Broker-DealerLos Angeles, CA
AUM —REPS 3
Edgewater Capital, LLC
Broker-DealerSanta Ana, CA
AUM —REPS 5
Financial Sense Securities, Inc.
Broker-DealerSan Diego, CA
AUM —REPS 14
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