Securities Equity Group

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Aliso Viejo, California
CRD number
47215
Registered since
September 27, 1999

Firm profile

FINTRX

Overview

Securities Equity Group is organized as a corporation that registered with the SEC in 1999 and is held by an individual owner. The firm is classified as "Unclassified" in the available data and is not identified as a capital allocator, related adviser, pension consultant, or a multi-state or newly formed adviser. The profile indicates the firm does not identify as an active ESG investor. No further disclosures about advisory activities, typical client segments, fee structure, or specific investment preferences were provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Carin Amaradio

    CEO & CCOCRD 712800

Contacts

2 of 2
  • Mark Goldsmith

    Mark Goldsmith

    Senior Financial AdvisorCRD 1740865

  • Semir Amin

    Semir Amin

    Senior Financial AdvisorCRD 1741206

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Aliso Viejo, CA

Orange

Location

Aliso Viejo, CA

Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Vantis Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth