Roth Capital Partners, LLC

Overview

Roth Capital Partners, LLC is organized as an LLC and operates with the profile of an investment bank and broker‑dealer serving primarily institutional clients. The firm uses a fixed‑fee billing model and is owned by a combination of domestic entity and individual stakeholders. Its business footprint includes dealer activity and related capital markets functions; industry affiliations point to roles beyond brokerage, including acting as an investment adviser in some capacities, serving as CPO/CTA, and sponsoring or acting as GP/managing member of pooled investment vehicles. The firm is not positioned as a direct capital allocator and is not an active ESG investor.

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Investments & Alternatives

Location & Offices