Corporate Finance Securities, Inc.
Firm details
- Headquarters
- Aliso Viejo, California
- CRD number
- 143453
- Registered since
- September 17, 2007
- Website
- www.cfaw.com
Firm profile
FINTRXOverview
Corporate Finance Securities, Inc. is organized as a corporation and is classified as an investment bank. The firm has been SEC-registered since 2007. Ownership is listed as domestic entity and individual, indicating private, U.S.-based ownership rather than a public parent company. The available data does not describe advisory mandates, fee schedules, or client segments; the profile focuses on corporate finance activities rather than traditional wealth management or fiduciary asset management. Regulatory and organizational flags in the record show the firm is not a multi-state adviser, is not designated as a pension consultant, and is not reported as a related adviser to another registered advisory entity. The firm does not identify as an active ESG investor and is not characterized as a capital allocator.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 51
Noah Shertzer
AssociateCRD 6908412

David Hulett
Managing DirectorCRD 868961

Kimberly Levin
Executive DirectorCRD 1106257
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Aliso Viejo, CA
Orange
Location
Aliso Viejo, CA
Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 120 Vantis Dr
- Time zone
- PT (UTC-8)
- Office locations
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