Corporate Finance Securities, Inc.
Firm details
- Headquarters
- Aliso Viejo, California
- CRD number
- 143453
- Registered since
- September 17, 2007
- Website
- www.cfaw.com
Firm profile
FINTRXOverview
Corporate Finance Securities, Inc. is organized as a domestic corporation that operates in the investment banking space. The firm is set up to provide corporate finance and securities-related services rather than to act as a capital allocator or discretionary asset manager. Ownership is listed as a combination of a domestic entity and an individual, and the firm is not described as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The dataset indicates the firm is not an active ESG investor.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 52
Noah Shertzer
AssociateCRD 6908412

David Hulett
Managing DirectorCRD 868961

Kimberly Levin
Executive DirectorCRD 1106257
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Aliso Viejo, CA
Orange
Location
Aliso Viejo, CA
Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 120 Vantis Dr
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Securities Equity Group
Broker-DealerAliso Viejo, CA
Montrose Securities International
Broker-DealerSausalito, CA
Sprott Global Resource Investments Ltd
Broker-DealerCarlsbad, CA
Blakeslee and Blakeslee Inc.
Broker-DealerSan Luis Obispo, CA
Wulff, Hansen & Co
Broker-DealerSan Rafael, CA
Centaurus Financial, Inc.
Broker-DealerAnaheim, CA