Corporate Finance Securities, Inc.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
49
Avg account
$0

Firm details

Headquarters
Aliso Viejo, California
CRD number
143453
Registered since
September 17, 2007

Firm profile

FINTRX

Overview

Corporate Finance Securities, Inc. is organized as a corporation and is classified in public records as an investment bank. The firm has been SEC-registered since 2007. Ownership is listed as a combination of a domestic entity and an individual. Available records do not include descriptions of specific business lines, advisory activities, or client segments. The dataset flags several regulatory and capability attributes: the firm is not identified as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. It is also not listed as a pension consultant, newly formed adviser, or related adviser in the source material.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 49
  • Dennis Wells

    Dennis Wells

    Managing DirectorCRD 7280532

  • Jassel Kaye

    Jassel Kaye

    DirectorCRD 4820703

  • Anthony Cardiel

    Anthony Cardiel

    Managing DirectorCRD 4136715

Unlock 46 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Aliso Viejo, CA

Orange

Location

Aliso Viejo, CA

Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Vantis Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth