Corporate Finance Securities, Inc.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
51
Avg account
$0

Firm details

Headquarters
Aliso Viejo, California
CRD number
143453
Registered since
September 17, 2007

Firm profile

FINTRX

Overview

Corporate Finance Securities, Inc. is organized as a corporation and is classified as an investment bank. The firm has been SEC-registered since 2007. Ownership is listed as domestic entity and individual, indicating private, U.S.-based ownership rather than a public parent company. The available data does not describe advisory mandates, fee schedules, or client segments; the profile focuses on corporate finance activities rather than traditional wealth management or fiduciary asset management. Regulatory and organizational flags in the record show the firm is not a multi-state adviser, is not designated as a pension consultant, and is not reported as a related adviser to another registered advisory entity. The firm does not identify as an active ESG investor and is not characterized as a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 51
  • Noah Shertzer

    Noah Shertzer

    AssociateCRD 6908412

  • David Hulett

    David Hulett

    Managing DirectorCRD 868961

  • Kimberly Levin

    Kimberly Levin

    Executive DirectorCRD 1106257

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Aliso Viejo, CA

Orange

Location

Aliso Viejo, CA

Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Vantis Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth