Corporate Finance Securities, Inc.
Firm details
- Headquarters
- Aliso Viejo, California
- CRD number
- 143453
- Registered since
- September 17, 2007
- Website
- www.cfaw.com
Firm profile
FINTRXOverview
Corporate Finance Securities, Inc. is organized as a corporation and has been SEC-registered since 2007. FINTRX classifies the firm as an investment bank rather than a portfolio manager or capital allocator. The profile indicates domestic ownership (corporate and individual) and shows the firm does not operate as a multi-state investment adviser or a pension consultant. FINTRX also lists the firm as not active on ESG investing.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 49
Dennis Wells
Managing DirectorCRD 7280532
Jassel Kaye
DirectorCRD 4820703
Anthony Cardiel
Managing DirectorCRD 4136715
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Aliso Viejo, CA
Orange
Location
Aliso Viejo, CA
Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 120 Vantis Dr
- Time zone
- PT (UTC-8)
- Office locations
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