Charles Schwab & Co, Inc.

Overview

Charles Schwab & Co, Inc. is organized as a domestic corporation that operates as a qualified custodian and a bank broker‑dealer. The firm is registered with the SEC (initial registration recorded in 1987) and performs brokerage and insurance broker activities alongside advisory functions. Its advisory offering, as reported, centers on financial planning services and selecting other advisers on behalf of clients. Fee arrangements include fixed fees and other fee types. The firm maintains a range of industry affiliations: broker‑dealer, other investment adviser, commodity pool operator or commodity trading advisor (CPO/CTA), futures commission merchant, banking or thrift institution, trust company, insurance company, pension consultant, and sponsor/GP/managing member of pooled investment vehicles. It identifies a related adviser relationship in its organizational structure. The firm does not list itself as a capital allocator and is not identified as an active ESG investor.

Investments & Alternatives

Location & Offices