US Capital Global Securities, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
169544
Registered since
November 17, 2014

Firm profile

FINTRX

Overview

US Capital Global Securities, LLC is an LLC that registered with the SEC in 2014. Ownership is recorded as a combination of a domestic entity and an individual. The firm’s public record is sparse: it is not identified as a capital allocator, it does not report active ESG investing, and it is not flagged as a multi-state adviser, pension consultant, or related adviser. Classification within the FINTRX snapshot is listed as unclassified, and the firm has not provided detail about its advisory, fee, or business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Pankaj Vashisth

    Pankaj Vashisth

    Chief Compliance Officer & PartnerCRD 5196844

Contacts

3 of 11
  • Arvind Saxena

    Arvind Saxena

    Vice PresidentCRD 7270550

  • Frank Villarreal

    Frank Villarreal

    Managing Director & PartnerCRD 2035036

  • Edward Smith

    OwnerCRD 3143679

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1 Ferry Bldg
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth