US Capital Global Securities, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
169544
Registered since
November 17, 2014

Firm profile

FINTRX

Overview

US Capital Global Securities, LLC is organized as a limited liability company and is shown as SEC-registered since 2014. FINTRX classifies the firm as unclassified and identifies its ownership as a mix of a domestic entity and an individual. The database flags the firm as not being a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Pankaj Vashisth

    Pankaj Vashisth

    Chief Compliance Officer & PartnerCRD 5196844

Contacts

3 of 11
  • Erick Schenkhuizen

    Erick Schenkhuizen

    Vice PresidentCRD 2242768

  • Frank Villarreal

    Frank Villarreal

    Managing Director & PartnerCRD 2035036

  • Edward Smith

    OwnerCRD 3143679

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1 Ferry Bldg
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth