Citizens Jmp Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
491
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
22208
Registered since
May 13, 1988

Firm profile

FINTRX

Overview

Citizens Jmp Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The data indicate ownership by a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and does not show activity as a multi-state adviser, pension consultant, or related adviser. FINTRX also flags the firm as not being an active ESG investor. The profile in the available dataset focuses on organizational attributes rather than client-facing advisory services or portfolio strategies. Given those attributes and the lack of reported advisory metrics, the firm appears to operate primarily in an investment-banking or brokerage capacity rather than as a traditional registered investment adviser managing retail or institutional advisory relationships.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Raymond Jackson

    Raymond Jackson

    Chief Financial OfficerCRD 5563363

  • Mark Lehmann

    Mark Lehmann

    Chief Executive OfficerCRD 2232490

  • Brendan Mclaughlin

    Chief Compliance OfficerCRD 2562815

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Contacts

3 of 485
  • John Stoviak

    John Stoviak

    Managing DirectorCRD 5354793

  • Riley Aviles

    Riley Aviles

    Junior TraderCRD 6680738

  • Kyle Poston

    Kyle Poston

    Vice PresidentCRD 4938205

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
101 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth