FTP Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
128
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
129356
Registered since
April 5, 2004

Firm profile

FINTRX

Overview

FTP Securities LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2004 and is owned by a combination of a domestic entity and an individual. Public data indicate the organization does not act as a capital allocator and does not identify as an active ESG investor. It is not listed as a multistate adviser, pension consultant, or related adviser in the available snapshot. The record provides no detail about fee models, client segments, specific business lines, or advisory services, so the firm’s day-to-day operating model and client-facing activities cannot be described from the provided information.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer Holly

    Jennifer Holly

    Chief Financial OfficerCRD 5502631

Contacts

3 of 127
  • Alexander Glockner

    Alexander Glockner

    Vice President, Equity ResearchCRD 6807487

  • Gregory Smith

    Gregory Smith

    Managing DirectorCRD 2520602

  • Steven Mclaughlin

    Steven Mclaughlin

    Managing PartnerCRD 2649480

Unlock 124 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 California St
Time zone
PT (UTC-8)
Office locations

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