FTP Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
128
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
129356
Registered since
April 5, 2004

Firm profile

FINTRX

Overview

FTP Securities LLC is organized as a limited liability company and is classified in FINTRX data as an investment bank. The firm appears in regulatory records dating back to 2004. Ownership is listed as a combination of a domestic entity and an individual, but FINTRX does not provide details on principals or executive leadership. The profile indicates FTP Securities does not act as a capital allocator and is not flagged as an active ESG investor. It is not identified as a multi-state adviser, a pension consultant, or a related adviser. FINTRX does not supply further information on the firm’s core business activities, advisory services, or client focus, so its primary market-facing role in the investment bank category is the clearest available signal about how it positions itself.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer Holly

    Jennifer Holly

    Chief Financial OfficerCRD 5502631

Contacts

3 of 127
  • Johannes Fuchs

    Johannes Fuchs

    AssociateCRD 8142019

  • Timothy Wolfe

    Timothy Wolfe

    Managing DirectorCRD 4242666

  • Pouchy Guerrier

    Pouchy Guerrier

    Investment Banking AssociateCRD 6600544

Unlock 124 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth