FTP Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
127
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
129356
Registered since
April 5, 2004

Firm profile

FINTRX

Overview

FTP Securities LLC is organized as a limited liability company and is classified in the data as an investment bank. The firm is recorded as having SEC registration dating back to 2004. Ownership is identified as a mix of a domestic entity and an individual rather than a publicly held or institutional owner. Available indicators suggest the firm does not function as a capital allocator and is not identified as an active ESG investor. It is also not flagged as a multi-state adviser, a pension consultant, or a related adviser. Specifics about the firm’s client segments, fee schedules, detailed business lines, or advisory services were not provided in the source data.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer Holly

    Jennifer Holly

    Chief Financial OfficerCRD 5502631

Contacts

3 of 126
  • Alexander Glockner

    Alexander Glockner

    Vice President, Equity ResearchCRD 6807487

  • Gregory Smith

    Gregory Smith

    Managing DirectorCRD 2520602

  • Steven Mclaughlin

    Steven Mclaughlin

    Managing PartnerCRD 2649480

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth