FWS Retirement Services, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
152878
Registered since
November 19, 2010
Website
fwsgrp.com

Firm profile

FINTRX

Overview

FWS Retirement Services, LLC is an SEC-registered limited liability company that appears in public filings as an adviser since 2010. Available records are sparse: the firm is classified as unclassified, is owned by a domestic entity and an individual, and does not identify itself as a capital allocator. It does not report being an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm has not publicly described its advisory business lines, fee structure, client segments, or specific investment activities in the sources reviewed. That absence of detail makes it difficult to characterize its service model or target market beyond what its name implies.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Elizabeth Collins

    FinOpCRD 4714831

  • Brian Hasday

    Regional LeaderCRD 6902099

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 Montgomery St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth