Union Square Advisors LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
—
Advisory reps
18
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
141254
Registered since
January 9, 2007

Firm profile

FINTRX

Overview

Union Square Advisors LLC is organized as a limited liability company and has been SEC-registered since 2007. Public records classify the firm as an investment bank and list its ownership as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not marked as an active ESG investor. It is also not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Public filings do not disclose the firm’s client segments, fee schedule, or specific advisory and business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Wayne Kawarabayashi

    Wayne Kawarabayashi

    Partner, Chief Operating OfficerCRD 3149707

Contacts

3 of 17
  • Edward Smith

    Edward Smith

    President and Co-FounderCRD 2085236

  • William Mcclelland

    William Mcclelland

    ChairmanCRD 815173

  • Michael Meyer

    Michael Meyer

    Head of Capital MarketsCRD 2021325

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1 Embarcadero Ctr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth