Sofi Securities LLC

Overview

Sofi Securities LLC is organized as a limited liability company and is shown in FINTRX as having registered with the SEC in 2011. The platform records the firm's owner type as a mix of a domestic entity and an individual and classifies the firm as "Unclassified." FINTRX flags the firm as not being a capital allocator and not active on ESG investing, and it does not list the company as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Public disclosure in the FINTRX snapshot is sparse: the database does not provide descriptions of the firm's advisory activities, business lines, or typical client segments. That absence limits visibility into how Sofi Securities positions its services or what client niches it targets.

Assets & Accounts

Location & Offices