Sofi Securities LLC

Overview

Sofi Securities LLC is organized as a limited liability company and is shown as SEC-registered in 2011. The dataset lists ownership as a domestic entity and individual, and the firm's regulatory classification is recorded as unclassified. It is not identified as a capital allocator, pension consultant, related adviser, or an active ESG investor. Several adviser-designation flags are negative: the firm is not marked as a multi-state adviser and is not labeled a newly formed adviser. Those characteristics, combined with the limited public detail in the record, indicate the profile in the dataset is sparse and focused on entity-level registration attributes rather than on specific advisory lines or product suites.

Assets & Accounts

Location & Offices