Sofi Securities LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 151717
- Registered since
- January 18, 2011
- Website
- www.sofi.com
Firm profile
FINTRXOverview
Sofi Securities LLC is organized as a limited liability company and has been SEC-registered since 2011. FINTRX classifies the firm as unclassified and records the owner type as a domestic entity and individual. The snapshot indicates the firm is not identified as a capital allocator, not active on ESG investing, and is not listed as a multi-state adviser or a pension consultant. The firm did not provide descriptive information about its business activities, advisory services, client segments, or fee schedules in the provided FINTRX entry.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1David Lawrence Bohm
Chief Compliance OfficerCRD 2858316
Contacts
3 of 149
Eugene Morris Jr
Investment SpecialistCRD 5771796

Stefanie Swezey
Investment SpecialistCRD 5779400

Lauren Anastasio
Wealth ManagementCRD 5785967
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 234 1st St
- Time zone
- PT (UTC-8)
- Office locations
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