GT Securities, Inc.

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
314
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
116012
Registered since
February 27, 2002

Firm profile

FINTRX

Overview

GT Securities, Inc. is organized as a corporation and is classified in the dataset as an investment bank. The firm first registered with the SEC in 2002 and is owned by a mix of a domestic entity and an individual. The publicly available profile does not describe advisory or wealth-management activities; instead, the classification and absence of capital-allocation designation suggest the business is oriented toward investment-banking or broker-dealer services rather than running an asset-management platform. The dataset flags several operational characteristics: GT Securities, Inc. is not identified as an active ESG investor, is not presented as a multi-state registered investment adviser, is not newly formed, and is not listed as a pension consultant or related adviser. Those attributes point to a firm focused on transactional or corporate finance work rather than widespread advisory relationships or institutional retirement plan consulting. The firm did not supply information about fee structure, client types, or specific business lines in the source material.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 17
  • Peter Weinbach

    Peter Weinbach

    Chief Investment OfficerCRD 2909635

  • Richard Bartolo

    Richard Bartolo

    Chief Executive OfficerCRD 5177686

  • Anna Vitale

    Anna Vitale

    Chief Client OfficerCRD 7622245

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Contacts

3 of 297
  • Brad Seyffer

    Brad Seyffer

    Registered RepresentativeCRD 2498070

  • Gregory Dooley

    Gregory Dooley

    Registered RepresentativeCRD 4792015

  • Lucas Cruz

    Lucas Cruz

    Registered RepresentativeCRD 6805042

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
12130 Millennium
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth