RBC Securities, Inc.

Overview

RBC Securities, Inc. is a broker‑dealer and capital allocator that serves both individual and institutional clients. The firm operates as an investment bank and insurance broker‑dealer and provides advisory services that include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of sub‑advisers. Its fee model includes percentage‑of‑AUM charging alongside other arrangements. The firm does not position itself as an active ESG investor. Regulatory and industry registrations indicate a broad operating scope: in addition to broker‑dealer activities, the firm is affiliated with entities that act as municipal and security‑based swap advisors, futures/commodity intermediaries, sponsors or general partners of pooled vehicles, and trust and banking functions. That mix suggests capabilities beyond trade execution and financial planning, including access to pooled investment structures and derivative markets.

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Public Holdings

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Location & Offices