Imperial Capital, LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
—
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
43744
Registered since
November 4, 1997

Firm profile

FINTRX

Overview

Imperial Capital, LLC is organized as a limited liability company and has been SEC-registered since 1997. The firm is classified in the dataset as an investment bank rather than a traditional registered investment adviser or family office. Ownership is recorded as a combination of a domestic entity and individual ownership. The profile indicates the firm does not operate as a capital allocator and is not flagged as an active ESG investor. It is also not identified as a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. Details about fee arrangements, client mix, or specific business and advisory activities were not provided in the source record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Mark Martis

    COO & CFOCRD 1598950

  • Randall Wooster

    Randall Wooster

    Chief Executive OfficerCRD 1822107

Contacts

3 of 13
  • Todd Wiench

    Managing Director, General CounselCRD 5361575

  • Kenneth Morris

    Managing DirectorCRD 1088277

  • Richard Genovese

    FinanceCRD 1434049

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
10100 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth