Imperial Capital, LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
48
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
43744
Registered since
November 4, 1997

Firm profile

FINTRX

Overview

Imperial Capital, LLC is organized as a limited liability company and appears in FINTRX as an investment bank that registered with the SEC in 1997. The record identifies the owner type as a domestic entity and individual. FINTRX classifies the firm as not being a capital allocator and does not list it as a multi-state adviser, an active ESG investor, or a pension consultant. Advisory activities, fee structure, and client-base details are not provided in the dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Mark Martis

    COO & CFOCRD 1598950

  • Randall Wooster

    Randall Wooster

    Chief Executive OfficerCRD 1822107

Contacts

3 of 46
  • Norman Ludtke

    Norman Ludtke

    Managing DirectorCRD 2419946

  • Jason Wangler

    Jason Wangler

    Managing DirectorCRD 5334275

  • Val Benson

    Vice PresidentCRD 4324733

Unlock 43 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
10100 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth