SIGNATURE ESTATE SECURITIES, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
158
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
18923
Registered since
March 6, 1987

Firm profile

FINTRX

Overview

Signature Estate Securities, LLC is organized as a limited liability company and has been SEC-registered since 1987. The snapshot identifies ownership as a mix of a domestic entity and an individual and classifies the firm as unclassified for the snapshot categories provided. The firm is not listed as a capital allocator, is not flagged as an active ESG investor, and is not identified as a multi-state adviser in the snapshot. It is also noted as not being a pension consultant, not newly formed, and not designated as a related adviser. The firm received placement on Barron's Top 100 RIA Firms list in 2024. The firm has not supplied details about its business activities, advisory services, or external affiliations in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • ERIC ROSEN

    Chief Operating OfficerCRD 6181478

  • Matthew Floit

    Chief Growth OfficerCRD 2512718

  • GARY LISKA

    FOUNDING PARTNER, CFOCRD 2512188

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Contacts

3 of 153
  • Tate Dolan

    TraderCRD 7574113

  • NOAH REYNOLDS

    Registered AssociateCRD 7580680

  • Erik Gutierrez

    Associate AdvisorCRD 7209405

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
2121 Avenue of the Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth