Signature Estate Securities, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
165
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
18923
Registered since
March 6, 1987

Firm profile

FINTRX

Overview

Signature Estate Securities, LLC is organized as a limited liability company and has been registered with the SEC since 1987. FINTRX lists the firm's ownership as including both a domestic entity and an individual. The database classifies the firm as "Unclassified" and flags it as not being a capital allocator. According to the snapshot fields, the firm does not identify as an active ESG investor, is not listed as a multi-state adviser, is not a newly formed adviser, and does not report pension consulting or related-adviser status. The firm appears in Barron's Top 100 RIA Firms for 2024, a recognition recorded in the source data. Beyond these registry attributes and the accolade, the firm did not provide additional publicly listed descriptions of its business lines, advisory activities, fee model, or client segments in the FINTRX entry.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Eric Rosen

    Eric Rosen

    Chief Operating OfficerCRD 6181478

  • Matthew Floit

    Matthew Floit

    Chief Growth OfficerCRD 2512718

  • Gary Liska

    Gary Liska

    FOUNDING PARTNER, CFOCRD 2512188

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Contacts

3 of 160
  • Tate Dolan

    Tate Dolan

    TraderCRD 7574113

  • Noah Reynolds

    Noah Reynolds

    Registered AssociateCRD 7580680

  • Erik Gutierrez

    Erik Gutierrez

    Associate AdvisorCRD 7209405

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2121 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth