Higgins Capital Management, Inc.

Overview

Higgins Capital Management, Inc. is a small, California-registered corporate advisory firm that serves individual and family clients. Ownership is reported as an individual proprietor rather than an institutional owner. The firm provides discretionary portfolio management for individuals and small businesses and also offers manager selection services, indicating it both constructs portfolios and sources third-party investment managers on behalf of clients. Higgins operates with multiple fee arrangements — percentage of assets under management, hourly charges and fixed fees — and conducts broker-dealer and insurance broker activities alongside its advisory work. The firm is identified as a capital allocator and does not list ESG investing as an active part of its process. It is not structured as a multi-state adviser.

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Public Holdings

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Location & Offices