Plan B Investments, Inc.

Overview

Plan B Investments, Inc. is an independent broker-dealer and insurance broker organized as a corporation and SEC-registered since 2005. The firm is owner-operated and positions itself as a capital allocator that serves both individual & family clients and institutional clients. Its advisory activities emphasize financial planning and the selection of other advisers, and fees are charged as a percentage of assets under management and on an hourly basis. The firm is not flagged as an active ESG investor and does not report multi‑state adviser status. Plan B combines broker-dealer activities with advisory services, which suggests a hybrid model where brokerage, insurance placement, and advisory relationships coexist. The firm’s practices around selecting outside managers indicate a willingness to outsource or recommend third‑party managers when appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices