Centaurus Financial, Inc.
Firm details
- Headquarters
- Anaheim, California
- CRD number
- 30833
- Registered since
- October 8, 1999
- Website
- www.centaurusfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC, SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals86.64%
- HNWI12.65%
- Corporations / Businesses0.71%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsMarket Timing ServicesEducational Seminars / Workshops
Firm profile
FINTRXOverview
Centaurus Financial, Inc. operates as a broker-dealer organized as a corporation and has been SEC-registered since 1999. The firm serves both individual and institutional clients, offering a mix of brokerage and advisory services. Its advisory capabilities include financial planning, portfolio management for individuals, small businesses and institutions, selection of third-party advisers, pension consulting support, and educational seminars and publications. Fee arrangements are flexible and may include asset-based fees, hourly charges, and fixed fees. The firm does not present itself as an active ESG investor. Its business model blends traditional broker-dealer distribution with advisory services rather than acting as a dedicated capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Private Funds38%
- Cash & Cash Equivalents6%
- State & Local Bonds2%
- US Government Bonds1%
Owners & executives
3 of 34
Jerome Duhovic
Chief Administrative OfficerCRD 2123754
Dillan Micus
Owner & CEOCRD 4102466
Orion Willis
Founder & CEOCRD 4047415
Contacts
3 of 535
Chris Naum
Registered Financial AdvisorCRD 2472353
Douglas Misterly
Registered RepresentativeCRD 2116378
Jane Prugsanapan
AdvisorCRD 5270442
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 716Active vs passive
$1.4B in ETFs
67%
$931M
26%
$457M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $36.8M | 56,530 | 2.65% |
Location
Anaheim, CA
Orange
Location
Anaheim, CA
Headquartered in Anaheim, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 2300 E Katella Ave
- Time zone
- PT (UTC-8)
- Office locations
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