Pacific Point Securities, LLC

Broker-DealerFINRA MemberEst. 2009

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Anaheim, California
CRD number: 150272
Registered since: December 15, 2009

Firm profile

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Overview

Pacific Point Securities, LLC is a limited liability company that has been SEC-registered since 2009. The firm is owned through a combination of a domestic entity and an individual owner. The dataset classifies the firm as "Unclassified" and does not list it as a capital allocator. The firm is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The source material does not provide a description of the firm's advisory services, fee model, client segments, or typical business activities.

Assets & Accounts

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4

James King
Chairman and Chief Executive OfficerCRD 269927
Kevin Lee
Deputy Chief Compliance OfficerCRD 3143283
Jerome Duhovic
Chief Administrative OfficerCRD 2123754

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Contacts

3 of 3

Joanna Mccomsey
Vice President Regional Compliance Officer, OSJ Branch ManagerCRD 3101022
Adam Simon
Vice PresidentCRD 2524249
Westley King
PresidentCRD 2527676