Wedbush Securities Inc.

Broker-DealerFINRA MemberEst. 1970
Total AUM
$5.7B
Discretionary
$3.9B
69% of AUM
Accounts
10,048
Employees
897
Advisory reps
490
Brokerage reps
482

Firm details

Headquarters
Pasadena, California
CRD number
877
Registered since
February 27, 1970
Website
www.wedbush.com
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • HNWI48.67%
  • Individuals46.09%
  • Corporations / Businesses2.84%
  • Charitable Organizations1.78%
  • Other0.55%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Wedbush Securities Inc. is a corporate broker-dealer and capital allocator with a long operational history (SEC-registered since 1970). The firm combines brokerage and investment bank capabilities with custody services and futures commission merchant functions. Its client base spans individual and family investors as well as institutional clients. Compensation models include percentage-of-AUM fees, fixed fees, and commission-based business, and the firm provides a mix of brokerage and advisory services such as financial planning, portfolio management for individuals and institutions, pension consulting, selection of other advisers, and educational programs. Wedbush is not identified as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 47%, Exchange Traded Equities 40%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 3%, US Government Bonds 2%, State & Local Bonds 2%, Non-Investment Grade Corp Bonds 1%, Other 1%47%
  • Private Funds47%
  • Exchange Traded Equities40%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds3%
  • US Government Bonds2%

Owners & executives

3 of 23
  • Anthony Iarocci

    Anthony Iarocci

    Chief Executive OfficerCRD 858828

  • John Knoth

    Independent ContractorCRD 869097

  • Helene Shafiyan

    Helene Shafiyan

    Independent ContractorCRD 1086870

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Contacts

3 of 467

  • Eliza Forastieri-Pitsikalis

    Vice PresidentCRD 5768708

  • Timothy Canty

    Timothy Canty

    Vice President, InvestmentsCRD 5859611

  • Dimitri Sandeman

    Dimitri Sandeman

    Investment ExecutiveCRD 5249538

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 627

Active vs passive

$1.7B in ETFs

Passive

80%

$1.4B

Active

15%

$330M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$411M598,75824.39%
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Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
Attn Compliance S Lk Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth