Wedbush Securities Inc.
Firm details
- Headquarters
- Pasadena, California
- CRD number
- 877
- Registered since
- February 27, 1970
- Website
- www.wedbush.com
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI51.77%
- Individuals43.76%
- Corporations / Businesses2.82%
- Charitable Organizations0.89%
- Other0.6%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Wedbush Securities Inc. is a U.S. brokerage and capital markets firm that is SEC-registered (registration year: 1970). The firm functions across multiple roles: broker-dealer, futures commission merchant and insurance broker, and it is also classified as a qualified custodian and an investment bank. Wedbush serves both individual/family and institutional clients and is identified as a capital allocator. Its fee mix includes percentage-of-AUM billing, fixed fees and commissions. Advisory services reported include financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisers and educational seminars. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities44%
- Private Funds42%
- Cash & Cash Equivalents7%
- US Government Bonds2%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 23
Anthony Iarocci
Chief Executive OfficerCRD 858828
John Knoth
Independent ContractorCRD 869097
Helene Shafiyan
Independent ContractorCRD 1086870
Contacts
3 of 470Eliza Forastieri-Pitsikalis
Vice PresidentCRD 5768708
Timothy Canty
Vice President, InvestmentsCRD 5859611
Dimitri Sandeman
Investment ExecutiveCRD 5249538
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 647Active vs passive
$1.7B in ETFs
79%
$1.3B
16%
$352M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 ETF (VOO) | Vanguard | Passive | Large Blend | $418M | 596,368 | 24.69% |
Location
Pasadena, CA
Los Angeles
Location
Pasadena, CA
Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- Attn Compliance S Lk Ave
- Time zone
- PT (UTC-8)
- Office locations
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